Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Aaron RosalesMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-17-2020
Samantha V. TorresFisher InvestmentsNorthwestern Mutual Investment Services, LLC03-10-2020
Nicholas Peter SwansonFisher InvestmentsNorthwestern Mutual Investment Services, LLC02-07-2020
Andreina Del Carmen MundarainFisher InvestmentsNorthwestern Mutual Investment Services, LLC10-21-2019
Laurence H SchiffmanClear Creek Financial Management, LLCNorthwestern Mutual Investment Services, LLC07-31-2019
William K. GermanyFisher InvestmentsNorthwestern Mutual Investment Services, LLC07-29-2019
Adam Robert BaggettMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC03-04-2019
Larry Brook MayberryFisher InvestmentsNorthwestern Mutual Investment Services, LLC12-18-2018
Jay Spoerri RudwallBrighton Jones LLCNorthwestern Mutual Investment Services, LLC10-03-2018
Teresa A. MartinCambridge Investment Research, Inc.Northwestern Mutual Investment Services, LLC04-16-2018
Richard L MillerCambridge Investment Research, Inc.Northwestern Mutual Investment Services, LLC04-03-2018
Austin NeufeldMorgan StanleyNorthwestern Mutual Investment Services, LLC02-01-2018
Benjamin David RogersPruco Securities, LLC.Northwestern Mutual Investment Services, LLC01-23-2018
Pete John HoniotesFisher InvestmentsNorthwestern Mutual Investment Services, LLC01-10-2018
Samuel Y. GoldbergWoodbury Financial Services, Inc.Northwestern Mutual Investment Services, LLC12-01-2017
Kevin Leslie GaraskyAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC09-20-2017
Peter L ChownLPL Financial LLCNorthwestern Mutual Investment Services, LLC08-24-2017
Marissa K. WilliamsNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC08-03-2017
Alex Daniel AnguianoHornor, Townsend & Kent, LLCNorthwestern Mutual Investment Services, LLC05-02-2017
Kate Elizabeth BechererMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC05-02-2017
Darcy Ann Long CurtissCambridge Investment Research, Inc.Northwestern Mutual Investment Services, LLC02-16-2017
William DoseKey Investment Services LLCNorthwestern Mutual Investment Services, LLC01-25-2017
Derek John GianukakisMetLife Securities Inc.Northwestern Mutual Investment Services, LLC10-24-2016
Crystal Dawn LaushMetLife Securities Inc.Northwestern Mutual Investment Services, LLC10-05-2016
Robert Craig BishoppTen Capital Wealth Advisors, LLCNorthwestern Mutual Investment Services, LLC09-16-2016
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Showing 1 to 25 of 51 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.