Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric Gordon BreecherAmeriprise Financial Services, LLCOppenheimer & Co. Inc.08-26-2016
Robert Foster KransbergerAmeriprise Financial Services, LLCOppenheimer & Co. Inc.$2502-18-2011
Jonathan Verden BeverCetera Advisor Networks LLCOppenheimer & Co. Inc.$15009-19-2017
James Stuart FalconeCetera Advisor Networks LLCOppenheimer & Co. Inc.$2508-30-2013
Michael Stevan RoseCetera Advisor Networks LLCOppenheimer & Co. Inc.07-26-2013
John Stephen GrubbsColumbia River AdvisorsOppenheimer & Co. Inc.07-15-2013
Trevor William SharpFreestone Capital Management, LLCOppenheimer & Co. Inc.$15005-29-2015
Andrew Wayne ErismanFreestone Securities, LLCOppenheimer & Co. Inc.05-21-2009
Christopher WalkerKey Investment Services LLCOppenheimer & Co. Inc.01-08-2013
Joseph Clayton OstromMorgan StanleyOppenheimer & Co. Inc.06-29-2012
Brian Michael RayfieldMorgan StanleyOppenheimer & Co. Inc.12-02-2011
Michael Scott FrantzMorgan StanleyOppenheimer & Co. Inc.08-02-2010
Brad Joseph LandryNorthwest Asset ManagementOppenheimer & Co. Inc.09-18-2017
Mark Philip BoylePruco Securities, LLC.Oppenheimer & Co. Inc.10-26-2016
Henry Scott KruseStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.08-18-2017
James Carroll GaudetteStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.$15308-18-2017
Robert Edward Schmidt Jr.Stifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.$17408-18-2017
Richard Eugene BorishStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.02-12-2013
Daniel Patrick MingoWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.09-19-2014

Showing 1 to 19 of 19 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.