Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dawn Maureen McCorkleCetera Advisors LLCPacific West Securities, Inc.10-10-2012
Joyce Louise BlochCetera Advisors LLCPacific West Securities, Inc.$2502-28-2012
John Robert SkeithCetera Advisors LLCPacific West Securities, Inc.02-28-2012
Peter Paul StefanicCetera Advisors LLCPacific West Securities, Inc.$2502-28-2012
Dwane A GugelerCetera Advisors LLCPacific West Securities, Inc.02-28-2012
Michael Dean HollinsworthCetera Advisors LLCPacific West Securities, Inc.02-28-2012
John Patrick OchsnerCetera Advisors LLCPacific West Securities, Inc.$5002-28-2012
Gordon Daryl JaensonCetera Advisors LLCPacific West Securities, Inc.02-28-2012
Michael William WhiteCetera Advisors LLCPacific West Securities, Inc.$2502-28-2012
Timothy Robert KnappCetera Advisors LLCPacific West Securities, Inc.02-28-2012
Earl Barney HartleyCetera Advisors LLCPacific West Securities, Inc.02-28-2012
Ryan Scott SaccomannoCetera Advisors LLCPacific West Securities, Inc.02-28-2012
Bryan Edward MazzaCetera Advisors LLCPacific West Securities, Inc.$5002-28-2012
Stephen Clark BrownCetera Advisors LLCPacific West Securities, Inc.$15002-28-2012
Thomas C MclaurinCetera Advisors LLCPacific West Securities, Inc.02-28-2012
William A BrooksCetera Advisors LLCPacific West Securities, Inc.$1302-28-2012
Michael John SkagenCetera Advisors LLCPacific West Securities, Inc.02-28-2012
Christopher John SullivanCetera Advisors LLCPacific West Securities, Inc.$26902-28-2012
Chad Alan BoumaCetera Advisors LLCPacific West Securities, Inc.02-28-2012
Kathleen Ann MaroneyCetera Advisors LLCPacific West Securities, Inc.02-28-2012
Brian James CullinaneCetera Advisors LLCPacific West Securities, Inc.$2502-28-2012
Margo Ruth Porter-PanfiliInvestor FanPacific West Securities, Inc.02-09-2012
Edward James PanfiliInvestor FanPacific West Securities, Inc.02-07-2012
Todd William CarterSignator Financial Services, Inc.Pacific West Securities, Inc.$5002-06-2012
William Jung ZollnerWells Fargo Clearing Services, LLCPacific West Securities, Inc.02-01-2012
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Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.