Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dawn Maureen McCorkleCetera Advisors LLCPacific West Securities, Inc.10-10-2012
James Edward BellCetera Advisors LLCPacific West Securities, Inc.04-20-2012
Warren Bradford StickneyM Holdings Securities, Inc.Pacific West Securities, Inc.02-14-2012
Edward James PanfiliInvestor FanPacific West Securities, Inc.02-07-2012
Todd William CarterSignator Financial Services, Inc.Pacific West Securities, Inc.$5002-06-2012
Jonathan Paul LudemanCentaurus Financial, Inc.Pacific West Securities, Inc.$5001-27-2012
Leslie Anne CannonCentaurus Financial, Inc.Pacific West Securities, Inc.01-24-2012
Doug Scott GraumannKMS Financial Services, Inc.Pacific West Securities, Inc.$1001-23-2012
Loran F. GrahamLPL Financial LLCPacific West Securities, Inc.01-23-2012
Brian James MclarenLPL Financial LLCPacific West Securities, Inc.01-10-2012
Douglas Bradley CusterAppropriate Balance Financial Services IncPacific West Securities, Inc.09-15-2011
Jeanette Louise WheelerCetera Advisor Networks LLCPacific West Securities, Inc.02-08-2011
Richard Allen Merrifield IIColdstream Securities, Inc.Pacific West Securities, Inc.01-24-2011
Troy Anthony DawsonLincoln InvestmentPacific West Securities, Inc.$5001-18-2011
Kenneth Edward ReevesINVEST Financial CorporationPacific West Securities, Inc.01-19-2010
John Eluwene McKeonIndependent Financial Group, LLCPacific West Securities, Inc.02-09-2009

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.