Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Andrew CahoonWoodbury Financial Services, Inc.Pruco Securities, LLC.01-03-2011
Christopher Vernon KimballMoney Concepts Capital CorpPruco Securities, LLC.$5008-01-2011
Mark Sun June YangAllstate Financial Services, LLCPruco Securities, LLC.$2510-06-2014
Fernando A PohinaHornor, Townsend & Kent, LLCPruco Securities, LLC.03-12-2015
Sebastian KanczugowskiHornor, Townsend & Kent, LLCPruco Securities, LLC.03-12-2015
Kevin Hiro IshijimaMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.03-27-2017
Marc David WarrenSecurian Financial Services, Inc.Pruco Securities, LLC.04-04-2017
Michael Joseph BusLPL Financial LLCPruco Securities, LLC.11-30-2017
Kyle T KniggeColumbia Advisory Partners, LLCPruco Securities, LLC.01-09-2018
Mitchell Jon EwartVestory, LLCPruco Securities, LLC.04-04-2018
Adam MccollumWealth Management Northwest, Inc.Pruco Securities, LLC.04-23-2019
Kathleen Marie AnsonCetera Investment Services LLCPruco Securities, LLC.04-26-2019
Tyson Samuel BlakeColumbia Advisory Partners, LLCPruco Securities, LLC.$1004-26-2019
Mustafa Muhammad Hassaan Ali HollingsColdstream Securities, Inc.Pruco Securities, LLC.01-13-2020
Carrie BeedeMiller Advisors, Inc.Pruco Securities, LLC.03-05-2020
Kyle R StrumMML Investors Services, LLCPruco Securities, LLC.04-27-2020
Derek T MainMML Investors Services, LLCPruco Securities, LLC.$1107-15-2020
Ying HuMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.08-24-2020

Showing 1 to 18 of 18 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.