Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Chase Michael TushausOptimist Retirement, LLCRBC Capital Markets, LLC05-05-2020
Mark Alan GallinattiStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC06-20-2019
Rhonda Lynn SmithStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$22506-20-2019
Lynn Christine SylerStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$15006-20-2019
Katelyn Rene SmithStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC06-20-2019
Juls Christine Carter Jason FormoAmeriprise Financial Services, LLCRBC Capital Markets, LLC$22504-18-2019
Carrie Elizabeth SwansonAmeriprise Financial Services, LLCRBC Capital Markets, LLC04-18-2019
Juls Christine CarterAmeriprise Financial Services, LLCRBC Capital Markets, LLC$10004-18-2019
Jason Potter FormoAmeriprise Financial Services, LLCRBC Capital Markets, LLC04-18-2019
Nancy Anne David HarrisEquity Services, Inc.RBC Capital Markets, LLC$15004-04-2019
Bret Woodward BohoskeyMorgan StanleyRBC Capital Markets, LLC$10008-10-2018
David Richard DionMorgan StanleyRBC Capital Markets, LLC08-10-2018
Marlena Michelle BellMorgan StanleyRBC Capital Markets, LLC08-10-2018
Mark B ManchesterWells Fargo Advisors Financial Network, LLCRBC Capital Markets, LLC$5006-16-2017
Rita Jane MacquarrieMorgan StanleyRBC Capital Markets, LLC05-22-2017
Wynn Erik HebdonWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$10004-21-2016
William Lee ReecePurshe Kaplan Sterling InvestmentsRBC Capital Markets, LLC$5003-11-2016
Robert Joseph KalinaWells Fargo Advisors Financial Network, LLCRBC Capital Markets, LLC$2502-13-2015
Jeffrey Alan MullenMadison Park Capital Advisors, LLCRBC Capital Markets, LLC11-24-2014
Chris Darryl FeatherstoneMadison Park Capital Advisors, LLCRBC Capital Markets, LLC$5011-19-2014
Tracy Lynn MaltbyWells Fargo Clearing Services, LLCRBC Capital Markets, LLC07-28-2014
Ismael G CamposWaddell & ReedRBC Capital Markets, LLC05-12-2014
Risha Marie SchildkrautMorgan StanleyRBC Capital Markets, LLC05-02-2014
Brian Ritchie RandallNorthwest Asset ManagementRBC Capital Markets, LLC02-07-2014
Robert Bruce KerseyMoloney Securities Co., Inc.RBC Capital Markets, LLC$5001-28-2013
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.