Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John William Misner Jr.MML Investors Services, LLCRBC Capital Markets, LLC$20003-12-2019
Bret Woodward BohoskeyMorgan StanleyRBC Capital Markets, LLC$10008-10-2018
Loren Suzanne McewanSignator Investors, Inc.RBC Capital Markets, LLC06-16-2017
Mark Bardahl ManchesterWells Fargo Advisors Financial Network, LLCRBC Capital Markets, LLC$5006-16-2017
Wynn Erik HebdonWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$10004-21-2016
William Lee ReecePurshe Kaplan Sterling InvestmentsRBC Capital Markets, LLC$5003-11-2016
Randall E DugganMoloney Securities Co., Inc.RBC Capital Markets, LLC01-29-2016
Scott Allen HumeMoloney Securities Co., Inc.RBC Capital Markets, LLC$10001-29-2016
Gerald Laurence KulikRaymond James Financial Services, Inc.RBC Capital Markets, LLC06-16-2015
Robert Joseph KalinaWells Fargo Advisors Financial Network, LLCRBC Capital Markets, LLC$2502-13-2015
Penny Katherine MandellEvergreen Capital Management LLCRBC Capital Markets, LLC12-04-2014
Ismael G Campos Sr.Waddell & ReedRBC Capital Markets, LLC05-12-2014
Risha Marie SchildkrautMorgan StanleyRBC Capital Markets, LLC05-02-2014
George William Bonney IIIPurshe Kaplan Sterling InvestmentsRBC Capital Markets, LLC04-09-2014
Monica Joi WilliamsFreestone Securities, LLCRBC Capital Markets, LLC02-19-2014
Brian Ritchie RandallNorthwest Asset ManagementRBC Capital Markets, LLC02-07-2014
Justin Edward ObrienMorgan StanleyRBC Capital Markets, LLC07-01-2013
Cindy Lynn RungerJ.P. Morgan Securities LLCRBC Capital Markets, LLC04-04-2013
Robert Bruce KerseyMoloney Securities Co., Inc.RBC Capital Markets, LLC$5001-28-2013
Teresa Mae OrcuttMorgan StanleyRBC Capital Markets, LLC$5001-23-2013
Dennis George FultonMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC$10011-16-2012
Brady Brian BuskirkNorthwest Asset ManagementRBC Capital Markets, LLC08-10-2012
Marty Edward PaulNorthwest Asset ManagementRBC Capital Markets, LLC03-25-2011
Timothy Mark ScheuffeleEdward JonesRBC Capital Markets, LLC09-17-2010
Sean Michael JonesKey Investment Services LLCRBC Capital Markets, LLC04-07-2010
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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