Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Warren Edward MachD.A. Davidson & Co.RBC Capital Markets, LLC$10003-17-2010
Timothy Mark ScheuffeleEdward JonesRBC Capital Markets, LLC09-17-2010
Dennis George FultonMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC$10011-16-2012
Teresa Mae OrcuttMorgan StanleyRBC Capital Markets, LLC01-23-2013
Brian Ritchie RandallNorthwest Asset ManagementRBC Capital Markets, LLC02-07-2014
Risha Marie SchildkrautMorgan StanleyRBC Capital Markets, LLC05-02-2014
Ismael G. Campos Sr.Waddell & ReedRBC Capital Markets, LLC05-12-2014
Robert Joseph KalinaWells Fargo Advisors Financial Network, LLCRBC Capital Markets, LLC02-13-2015
Scott Allen HumeMoloney Securities Asset Management LLCRBC Capital Markets, LLC02-23-2016
William Lee ReecePurshe Kaplan Sterling InvestmentsRBC Capital Markets, LLC$5003-11-2016
Wynn Erik HebdonWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$10004-21-2016
Mark B. ManchesterWells Fargo Advisors Financial Network, LLCRBC Capital Markets, LLC$5006-16-2017
Bret Woodward BohoskeyMorgan StanleyRBC Capital Markets, LLC$10008-10-2018
Nancy Anne David HarrisEquity Services, Inc.RBC Capital Markets, LLC$15004-04-2019
Juls Christine Carter, Jason FormoAmeriprise Financial Services, Inc. Services, Inc.RBC Capital Markets, LLC$22504-18-2019
Rhonda Lynn SmithStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$22506-20-2019
Lynn Christine SylerStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$15006-20-2019
Katelyn Rene SmithStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC06-20-2019

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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