Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brady Brian BuskirkNorthwest Asset ManagementRBC Capital Markets, LLC08-10-2012
Bret Woodward BohoskeyMorgan StanleyRBC Capital Markets, LLC$10008-10-2018
Brian Ritchie RandallNorthwest Asset ManagementRBC Capital Markets, LLC02-07-2014
Brian Shane JacobusKey Investment Services LLCRBC Capital Markets, LLC$10010-12-2009
Carrie Elizabeth SwansonAmeriprise Financial Services, Inc.RBC Capital Markets, LLC04-18-2019
Chris Darryl FeatherstoneMadison Park Capital Advisors, LLCRBC Capital Markets, LLC11-19-2014
Christopher Edward LeclairFisher InvestmentsRBC Capital Markets, LLC09-20-2019
Cindy Lynn RungerJ.P. Morgan Securities LLCRBC Capital Markets, LLC$15004-04-2013
David Richard DionMorgan StanleyRBC Capital Markets, LLC08-10-2018
Dennis George FultonMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC$10011-16-2012
George William Bonney IIINorthwest Asset ManagementRBC Capital Markets, LLC02-07-2014
Gerald Laurence KulikRaymond James Financial Services, Inc.RBC Capital Markets, LLC$25006-16-2015
Ismael G. Campos Sr.Waddell & ReedRBC Capital Markets, LLC05-12-2014
Jason Potter FormoAmeriprise Financial Services, Inc.RBC Capital Markets, LLC04-18-2019
Jeffrey Alan MullenMadison Park Capital Advisors, LLCRBC Capital Markets, LLC11-24-2014
John William Misner Jr.MML Investors Services, LLCRBC Capital Markets, LLC$20003-05-2019
Juls Christine CarterAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$10004-18-2019
Justin Edward ObrienMorgan StanleyRBC Capital Markets, LLC07-01-2013
Katelyn Rene SmithStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC06-20-2019
Loren Suzanne McewanSignator Investors, Inc.RBC Capital Markets, LLC$10006-16-2017
Lynn Christine SylerStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$15006-20-2019
Mark Alan GallinattiStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$10006-20-2019
Mark B. ManchesterWells Fargo Advisors Financial Network, LLCRBC Capital Markets, LLC$50006-16-2017
Marlena Michelle BellMorgan StanleyRBC Capital Markets, LLC08-10-2018
Marty Edward PaulNorthwest Asset ManagementRBC Capital Markets, LLC03-25-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.