Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul E. CarlsonLPL Financial LLCSecurities America, Inc.03-02-2020
Shawn Michael LaytonLPL Financial LLCSecurities America, Inc.01-15-2020
Christian Samuel TiscarenoFisher InvestmentsSecurities America, Inc.05-14-2019
Scott Patrick HurstLPL Financial LLCSecurities America, Inc.$2510-22-2018
Steven Arthur RosnerFSICSecurities America, Inc.04-04-2018
Shu-Chun BaloghWaddell & ReedSecurities America, Inc.03-16-2018
Garry Everett BordersRaymond James Financial Services, Inc.Securities America, Inc.01-22-2018
Joel Courtney WhiteRaymond James Financial Services, Inc.Securities America, Inc.$5001-19-2018
Matthew M. BordersRaymond James Financial Services, Inc.Securities America, Inc.01-19-2018
Laura Claire ZahnCUSO Financial Services, L.P.Securities America, Inc.10-02-2017
Jeffrey David RossThe Planner's Edge LLCSecurities America, Inc.$10008-04-2011
Dennis John BeaulieuCetera Advisor Networks LLCSecurities America, Inc.06-10-2011
Kevin John BatemanPacific West Securities, Inc.Securities America, Inc.05-23-2011
Jose David RicoSymetra Investment Services, Inc.Securities America, Inc.$10012-27-2010
Jeanette FioreCliftonLarsonAllen Wealth Advisors, LLCSecurities America, Inc.12-02-2010
Matthew David FoustCliftonLarsonAllen Wealth Advisors, LLCSecurities America, Inc.12-01-2010
Bruce Gerald BushmanCliftonLarsonAllen Wealth Advisors, LLCSecurities America, Inc.$10011-01-2010
Paul Joseph MerzCliftonLarsonAllen Wealth Advisors, LLCSecurities America, Inc.11-01-2010

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.