Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark James KinneyCUSO Financial Services, L.P.Thrivent Investment Management Inc.05-24-2019
Mark James KinneyCUSO Financial Services, L.P.Thrivent Investment Management Inc.05-24-2019
Stanley Leon BowmanJ.P. Morgan Securities LLCThrivent Investment Management Inc.02-07-2019
Kevin Jean PentzCommonwealth Financial NetworkThrivent Investment Management Inc.10-23-2017
Chad Mitchell PetersonColumbia River Financial GroupThrivent Investment Management Inc.06-01-2017
Michael Ray BaltzellColumbia River Financial GroupThrivent Investment Management Inc.06-01-2017
Jenny Rebecca StokesJ.P. Morgan Securities LLCThrivent Investment Management Inc.05-11-2016
Robert Severin HarksonParker Financial LLCThrivent Investment Management Inc.05-11-2016
Brent Michael KaufmanJ.P. Morgan Securities LLCThrivent Investment Management Inc.10-23-2015
Cherylee Ann ChapmanAmeriprise Financial Services, Inc.Thrivent Investment Management Inc.09-28-2015
Stacey Ann MishlerRidgeline Financial Management, LLCThrivent Investment Management Inc.08-28-2015
Jason Charles AndrewCetera Investment Services LLCThrivent Investment Management Inc.02-03-2015
Drew Tyson GlantzWells Fargo Clearing Services, LLCThrivent Investment Management Inc.01-03-2015
Matthew Scott WeberNational Planning CorporationThrivent Investment Management Inc.01-01-2015
Todd David SwanAmeriprise Financial Services, Inc.Thrivent Investment Management Inc.08-08-2014
Derek Kenson LindholmLPL Financial LLCThrivent Investment Management Inc.10-18-2013
Jared Aaron GreenFisher InvestmentsThrivent Investment Management Inc.07-03-2013
Daniel Joseph MertlichINVEST Financial CorporationThrivent Investment Management Inc.05-28-2013
Kyle David OttoCUNA Brokerage Services, Inc.Thrivent Investment Management Inc.03-27-2013
Lisa Haggai PiersonJ.P. Morgan Securities LLCThrivent Investment Management Inc.12-03-2012
Rafik Daniel FouadMorgan StanleyThrivent Investment Management Inc.06-05-2012
Cameron Grier GilchristMetLife Securities Inc.Thrivent Investment Management Inc.05-03-2010
Timothy Bruce DoeringCountry Capital Management CompanyThrivent Investment Management Inc.07-16-2009

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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