Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Roderick CilleyLPL Financial LLCU.S. Bancorp Investments, Inc.$2501-07-2019
Lincoln Paul KopetskiLPL Financial LLCU.S. Bancorp Investments, Inc.$2501-07-2019
Lisa Michelle Hunter-RobertsWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.09-08-2017
Harold Thomas BoucherCetera Investment Services LLCU.S. Bancorp Investments, Inc.$3802-16-2017
Brian Guy PalmquistWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.$10002-10-2017
Matthew Charles WasielewskiWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.02-01-2017
Kenneth Michael WachtendorfEdward JonesU.S. Bancorp Investments, Inc.$2511-10-2016
Janet Lynn HawkinsKey Investment Services LLCU.S. Bancorp Investments, Inc.06-30-2016
Benjamin Nephi JensenEdward JonesU.S. Bancorp Investments, Inc.$1005-22-2015
Richard Omar WilsonUmpqua Investments, Inc.U.S. Bancorp Investments, Inc.04-01-2015
Edgar Allen Mcavoy Jr.LPL Financial LLCU.S. Bancorp Investments, Inc.01-02-2015
David John LevorchickEK Riley Investments, LLCU.S. Bancorp Investments, Inc.$1012-15-2014
Rachel TrimbleStrategic Advisers LLCU.S. Bancorp Investments, Inc.08-04-2014
Andrew Michael LawrenceWaddell & ReedU.S. Bancorp Investments, Inc.06-02-2014
Nirmal Nilesh PrasadJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.05-22-2014
Jae Wan KohKey Investment Services LLCU.S. Bancorp Investments, Inc.05-05-2014
Scott Robert RahnStrategic Wealth Advisors GroupU.S. Bancorp Investments, Inc.03-05-2014
Terry L ThomasonUnionBanc Investment Services, LLCU.S. Bancorp Investments, Inc.10-30-2013
Jeremy Scott AshurstMerrill Lynch, Pierce, Fenner & Smith IncorporatedU.S. Bancorp Investments, Inc.08-27-2012
Dan Craig MclaughlinKey Investment Services LLCU.S. Bancorp Investments, Inc.$5006-25-2012
Derek Sloan FosterCUSO Financial Services, L.P.U.S. Bancorp Investments, Inc.04-09-2012
Jerry Ruben FischerLPL Financial LLCU.S. Bancorp Investments, Inc.02-16-2012
Tyrel Tyrel TaitStrategic Advisers LLCU.S. Bancorp Investments, Inc.02-10-2012
Aaron Christopher MesarosAllstate Financial Services, LLCU.S. Bancorp Investments, Inc.10-05-2011
Shane BoehmCetera Investment Services LLCU.S. Bancorp Investments, Inc.$2507-21-2011
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Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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