Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew LawrenceWaddell & ReedU.S. Bancorp Investments, Inc.$6806-02-2014
Jonathan Michael ThomsonFirst Pacific Financial, Inc.U.S. Bancorp Investments, Inc.07-02-2020
Kimberly CooperCetera Advisor Networks LLCU.S. Bancorp Investments, Inc.$15003-20-2020
Mark Thomas DefeoUmpqua Investments, Inc.U.S. Bancorp Investments, Inc.03-09-2020
Mary Jean RorvikLPL Financial LLCU.S. Bancorp Investments, Inc.11-14-2019
Jeremy James DavisWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.09-23-2019
Georgette Terry Ann DulebaD.A. Davidson & Co.U.S. Bancorp Investments, Inc.$15009-03-2019
Rory Patrick CannonFidelity Brokerage Services LLCU.S. Bancorp Investments, Inc.06-12-2019
Adam Robert BossertFisher InvestmentsU.S. Bancorp Investments, Inc.$15005-15-2019
Lincoln Paul KopetskiLPL Financial LLCU.S. Bancorp Investments, Inc.01-07-2019
Joseph Roderick CilleyLPL Financial LLCU.S. Bancorp Investments, Inc.$2501-07-2019
Brent Thomas HuckabeeCharles Schwab & Co., Inc.U.S. Bancorp Investments, Inc.06-15-2018
Lisa Michelle Hunter-RobertsWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.09-08-2017
Tony C BrightEdward JonesU.S. Bancorp Investments, Inc.06-09-2017
Laurie Lynn FittererFisher InvestmentsU.S. Bancorp Investments, Inc.$1004-25-2017
Harold Thomas BoucherCetera Investment Services LLCU.S. Bancorp Investments, Inc.$3802-16-2017
Brian Guy PalmquistWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.$10002-10-2017
Patrick Grant McCliment-CallInfinity Financial ServicesU.S. Bancorp Investments, Inc.02-10-2017
Kenneth Michael WachtendorfEdward JonesU.S. Bancorp Investments, Inc.11-10-2016
Arash MondegariKey Investment Services LLCU.S. Bancorp Investments, Inc.08-18-2016
Bertha Silvya GardinerKey Investment Services LLCU.S. Bancorp Investments, Inc.06-28-2016
Lissette Maftoun-SemnaniKey Investment Services LLCU.S. Bancorp Investments, Inc.03-11-2016
Chinh T NguyenUmpqua Investments, Inc.U.S. Bancorp Investments, Inc.01-20-2016
Benjamin Nephi JensenEdward JonesU.S. Bancorp Investments, Inc.05-22-2015
Rachel TrimbleFidelity Brokerage Services LLCU.S. Bancorp Investments, Inc.07-28-2014
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.