Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Christopher MesarosAllstate Financial Services, LLCU.S. Bancorp Investments, Inc.10-05-2011
Benjamin Nephi JensenEdward JonesU.S. Bancorp Investments, Inc.$1005-22-2015
Brian Guy PalmquistWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.$10402-10-2017
Chinh T. NguyenUmpqua Investments, Inc.U.S. Bancorp Investments, Inc.01-20-2016
Dan Craig McLaughlinKey Investment Services LLCU.S. Bancorp Investments, Inc.$5006-25-2012
David John LevorchickEK Riley Investments, LLCU.S. Bancorp Investments, Inc.12-15-2014
Harold Thomas BoucherCetera Investment Services LLCU.S. Bancorp Investments, Inc.$3802-16-2017
Jason Matthew TompkinsKey Investment Services LLCU.S. Bancorp Investments, Inc.07-05-2011
Jeremy Scott AshurstMerrill Lynch, Pierce, Fenner & Smith IncorporatedU.S. Bancorp Investments, Inc.08-27-2012
Jerry Ruben FischerLPL Financial LLCU.S. Bancorp Investments, Inc.02-16-2012
Joseph Roderick CilleyLPL Financial LLCU.S. Bancorp Investments, Inc.$2501-07-2019
Kenneth Michael WachtendorfEdward JonesU.S. Bancorp Investments, Inc.$2511-10-2016
Lincoln Paul KopetskiLPL Financial LLCU.S. Bancorp Investments, Inc.$2501-07-2019
Lisa Michelle Hunter-RobertsWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.09-08-2017
Lissette Maftoun-SemnaniKey Investment Services LLCU.S. Bancorp Investments, Inc.03-11-2016
Matthew Charles WasielewskiWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.02-01-2017

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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