Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Detar ShawNational Securities CorporationUBS Financial Services Inc.11-29-2018
Dustin Bui NguyenRaymond James Financial Services, Inc.UBS Financial Services Inc.10-26-2018
John Michael HeffelFortis Capital Management LLCUBS Financial Services Inc.08-13-2018
William Edward LuskCUSO Financial Services, L.P.UBS Financial Services Inc.$5010-24-2017
Scott Gregory BowmanWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5009-13-2017
Sally Virginia DewittFisher InvestmentsUBS Financial Services Inc.06-29-2017
Kari Rice KuykendallWells Fargo Clearing Services, LLCUBS Financial Services Inc.10-13-2016
Chelsea Annette JohnsonAmeriprise Financial Services, Inc.UBS Financial Services Inc.09-13-2016
Dana Marie FerrellAmeriprise Financial Services, Inc.UBS Financial Services Inc.$3509-13-2016
Richard James DevlinAmeriprise Financial Services, Inc.UBS Financial Services Inc.$5001-29-2016
Christopher G CanlasMorgan StanleyUBS Financial Services Inc.01-15-2016
Andrew Tighe SmithWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$5007-02-2015
Perry Alan McclainWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$6001-28-2015
Leonard Adriaan Van DorpGarde Capital, Inc.UBS Financial Services Inc.01-23-2015
William Ambrose DugganFisher InvestmentsUBS Financial Services Inc.01-12-2015
Michael Lowery TracyWells Fargo Clearing Services, LLCUBS Financial Services Inc.$101-02-2015
Patrick Danniel ChinMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.07-09-2014
Daniel Ung HalsneWells Fargo Clearing Services, LLCUBS Financial Services Inc.07-08-2014
Nicole Lynn BowersBrighton Jones LLCUBS Financial Services Inc.06-20-2014
Carlos Luis ObandoNorthwest Asset ManagementUBS Financial Services Inc.03-11-2014
Laura Lynne SamuelsonMorgan StanleyUBS Financial Services Inc.03-05-2014
Christine Noelle CoteMorgan StanleyUBS Financial Services Inc.$15002-14-2014
James Herbert GillinghamMorgan StanleyUBS Financial Services Inc.$15002-14-2014
Alexander Oliver SolomonFisher InvestmentsUBS Financial Services Inc.01-08-2014
Andrew Wade HergertRaymond James Financial Services, Inc.UBS Financial Services Inc.$2510-04-2013
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Showing 1 to 25 of 68 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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