Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jon Joseph Dawn7B Advisors LLCUBS Financial Services Inc.11-21-2019
Dana Marie FerrellAmeriprise Financial Services, Inc.UBS Financial Services Inc.$35009-13-2016
Chelsea Annette JohnsonAmeriprise Financial Services, Inc.UBS Financial Services Inc.09-13-2016
Richard James DevlinAmeriprise Financial Services, Inc.UBS Financial Services Inc.$50001-29-2016
James Arthur LowellAmeriprise Financial Services, Inc.UBS Financial Services Inc.$25005-06-2009
Joseph Brennan WinklerBristlecone Advisors LLCUBS Financial Services Inc.10-14-2015
Kathleen M HobartCitigroup Global Markets Inc.UBS Financial Services Inc.$10002-01-2009
Steven Anthony DeluciaCornerstone Advisors IncUBS Financial Services Inc.10-22-2018
William E. LuskCUSO Financial Services, L.P.UBS Financial Services Inc.$50010-24-2017
Gary Lee ThramerEdward JonesUBS Financial Services Inc.04-09-2009
Sally Virginia DewittFisher InvestmentsUBS Financial Services Inc.06-29-2017
Andrew Charles KnottsFisher InvestmentsUBS Financial Services Inc.06-27-2017
William Ambrose DugganFisher InvestmentsUBS Financial Services Inc.01-12-2015
Alexander Oliver SolomonFisher InvestmentsUBS Financial Services Inc.01-08-2014
Robert Lewis SpencerFisher InvestmentsUBS Financial Services Inc.10-02-2013
John Michael HeffelFortis Capital Management LLCUBS Financial Services Inc.08-13-2018
Jenna M BrazileFreestone Capital Management, LLCUBS Financial Services Inc.10-02-2015
Leonard Adriaan Van DorpGarde Capital, Inc.UBS Financial Services Inc.01-23-2015
Michelle Lenae MurrayHighTower Securities, LLCUBS Financial Services Inc.$50007-14-2015
Nadia Deniz ReynoldsLaird Norton Wealth ManagementUBS Financial Services Inc.09-04-2012
Robin LinLin & Company, LLCUBS Financial Services Inc.10-05-2012
Paul Edward JohnsonLPL Financial LLCUBS Financial Services Inc.11-08-2019
Matthew Shane LuskLPL Financial LLCUBS Financial Services Inc.11-08-2019
Gail TabackLPL Financial LLCUBS Financial Services Inc.10-27-2009
Howard Alexander MorinLPL Financial LLCUBS Financial Services Inc.$10005-11-2009
Next Page »

Showing 1 to 25 of 94 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.