Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Igor VuleticMatchpoint Capital Management, LLCUBS Financial Services Inc.01-02-2009
Adriel TamLPL Financial LLCUBS Financial Services Inc.$10001-23-2009
Marcus Delvin DusenburyLPL Financial LLCUBS Financial Services Inc.$25001-23-2009
Wynn Erik HebdonRBC Capital Markets, LLCUBS Financial Services Inc.$50001-30-2009
Kathleen M HobartCitigroup Global Markets Inc.UBS Financial Services Inc.$10002-01-2009
Thomas Adam BraileWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.$10002-19-2009
David Henry HohimerWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.$15002-19-2009
James Kenneth Bowles Sr.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.$25002-19-2009
Steven Neil SpenceRBC Capital Markets, LLCUBS Financial Services Inc.$10004-09-2009
Gary Lee ThramerEdward JonesUBS Financial Services Inc.04-09-2009
Christopher Paul BoescheWedbush Securities Inc.UBS Financial Services Inc.$50004-22-2009
Dennis Michael RennakerLPL Financial LLCUBS Financial Services Inc.04-22-2009
Stephanie DoranNorthwest Financial ChoicesUBS Financial Services Inc.04-23-2009
Sara Jean LalandePaulson Investment Company LLCUBS Financial Services Inc.04-30-2009
David Wayne YoungLPL Financial LLCUBS Financial Services Inc.05-01-2009
Patricia Michele Murphy-RadiganMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.05-01-2009
James Arthur LowellAmeriprise Financial Services, Inc.UBS Financial Services Inc.$25005-06-2009
Howard Alexander MorinLPL Financial LLCUBS Financial Services Inc.$10005-11-2009
Randy Lyvonne GreeneWedbush Securities Inc.UBS Financial Services Inc.$10005-22-2009
Peter Thomas BarciaPacific West Securities, Inc.UBS Financial Services Inc.05-29-2009
James Stuart FalconeOppenheimer & Co. Inc.UBS Financial Services Inc.$50006-05-2009
Mary Susan ShrodeRBC Capital Markets, LLCUBS Financial Services Inc.$10006-10-2009
Karen Irene EnglishRBC Capital Markets, LLCUBS Financial Services Inc.06-10-2009
Andrew John WadeRBC Capital Markets, LLCUBS Financial Services Inc.$10006-19-2009
David Alan InchauspeWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.$50006-25-2009
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Showing 1 to 25 of 94 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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