Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amyna KarmaliWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-07-2014
Andrew Charles KnottsFisher InvestmentsUBS Financial Services Inc.06-27-2017
Andrew John WadeRBC Capital Markets, LLCUBS Financial Services Inc.$10006-19-2009
Andrew W HergertRaymond James Financial Services, Inc.UBS Financial Services Inc.$2510-04-2013
Bradley Steven StarkU.S. Bancorp Investments, Inc.UBS Financial Services Inc.$5005-31-2012
Chad Eugene StalderWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15005-28-2020
Christine Noelle CoteMorgan StanleyUBS Financial Services Inc.$15002-14-2014
Christopher G CanlasMorgan StanleyUBS Financial Services Inc.01-15-2016
Christopher Paul BoescheWedbush Securities Inc.UBS Financial Services Inc.$5004-22-2009
Connor James DonnellyThe InstituteUBS Financial Services Inc.07-02-2020
Dana Marie FerrellAmeriprise Financial Services, LLCUBS Financial Services Inc.$3509-13-2016
Daniel Ung HalsneWells Fargo Clearing Services, LLCUBS Financial Services Inc.07-08-2014
Gary Lee ThramerEdward JonesUBS Financial Services Inc.04-09-2009
Gene Sam WongWedbush Securities Inc.UBS Financial Services Inc.08-26-2009
Igor VuleticMatchpoint Capital Management, LLCUBS Financial Services Inc.$10001-02-2009
Ivo-Andreas SchilbachRaymond James Financial Services, Inc.UBS Financial Services Inc.$5002-10-2010
Jack I AlmoMorgan StanleyUBS Financial Services Inc.$5009-12-2011
James Kenneth Bowles SrWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1,00002-19-2009
James Wesley LikesWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-27-2015
Jenna M BrazileFreestone Capital Management, LLCUBS Financial Services Inc.10-02-2015
John Michael HeffelFortis Capital Management LLCUBS Financial Services Inc.08-13-2018
Jon Joseph Dawn7B Advisors LLCUBS Financial Services Inc.11-21-2019
Joseph Brennan WinklerBristlecone Advisors LLCUBS Financial Services Inc.10-14-2015
Karen Irene EnglishRBC Capital Markets, LLCUBS Financial Services Inc.06-10-2009
Kari Rice KuykendallWells Fargo Clearing Services, LLCUBS Financial Services Inc.10-13-2016
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Showing 1 to 25 of 62 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.