Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Dustin NormanAmeriprise Financial Services, Inc.Voya Financial Advisors, Inc.$2511-26-2018
Arthur Jacob Winston IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedVoya Financial Advisors, Inc.03-23-2018
Kristine K KannoOpal AdvisorsVoya Financial Advisors, Inc.02-01-2018
Scott Michael MurrayStrategic Wealth Advisors GroupVoya Financial Advisors, Inc.11-20-2017
Daniel Frederick FieldsOliver Capital ManagementVoya Financial Advisors, Inc.12-06-2016
David Miles SzablaMerrill Lynch, Pierce, Fenner & Smith IncorporatedVoya Financial Advisors, Inc.10-31-2016
Toryalai KakarMerrill Lynch, Pierce, Fenner & Smith IncorporatedVoya Financial Advisors, Inc.04-01-2016
Brenner Andre HeintzLPL Financial LLCVoya Financial Advisors, Inc.11-17-2015
Melissa Star WilliamsCentaurus Financial, Inc.Voya Financial Advisors, Inc.$5008-28-2015
Kyle Thomas LeonardLPL Financial LLCVoya Financial Advisors, Inc.06-18-2015
Glenn Marshall RossmanLPL Financial LLCVoya Financial Advisors, Inc.06-17-2015
Patrick Bruce SeversonLPL Financial LLCVoya Financial Advisors, Inc.06-17-2015
Tyler Mikel AtkinsonLPL Financial LLCVoya Financial Advisors, Inc.06-17-2015
Deborrah Michelle MurphyKMS Financial Services, Inc.Voya Financial Advisors, Inc.$3511-07-2014
Nien Minh HoangMerrill Lynch, Pierce, Fenner & Smith IncorporatedVoya Financial Advisors, Inc.10-16-2014
Paul Joseph DellinoEdward JonesVoya Financial Advisors, Inc.$2502-10-2014
George Drew BowldsCentaurus Financial, Inc.Voya Financial Advisors, Inc.05-06-2013
Frederic Stacer Cox IIILPL Financial LLCVoya Financial Advisors, Inc.$5012-03-2012
Stephen Edward GrayLPL Financial LLCVoya Financial Advisors, Inc.12-03-2012
Shivam RaiMerrill Lynch, Pierce, Fenner & Smith IncorporatedVoya Financial Advisors, Inc.04-03-2012
Robert Jay ValdezMerrill Lynch, Pierce, Fenner & Smith IncorporatedVoya Financial Advisors, Inc.03-19-2012
Arthur Ring BestLPL Financial LLCVoya Financial Advisors, Inc.02-24-2012
Mimi Hwan ParkUBS Financial Services Inc.Voya Financial Advisors, Inc.06-10-2011
Barbara Jean KubeshPrincipal Securities, Inc.Voya Financial Advisors, Inc.$106-29-2010
William Joseph WeikartWeikart Advisory Services LLCVoya Financial Advisors, Inc.01-11-2010
Next Page »

Showing 1 to 25 of 26 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.