Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Tyler CostarellaAmeriprise Financial Services, Inc.Voya Financial Advisors, Inc.11-26-2018
Andrew Dustin NormanAmeriprise Financial Services, Inc.Voya Financial Advisors, Inc.$25011-26-2018
Arthur Jacob WinstonMerrill Lynch, Pierce, Fenner & Smith IncorporatedVoya Financial Advisors, Inc.03-23-2018
Arthur Ring BestLPL Financial LLCVoya Financial Advisors, Inc.$10002-24-2012
Barbara Jean KubeshPrincipal Securities, Inc.Voya Financial Advisors, Inc.$10006-29-2010
Brenner Andre HeintzLPL Financial LLCVoya Financial Advisors, Inc.11-17-2015
Bryan Dale DeardenPlanMember Securities CorporationVoya Financial Advisors, Inc.$50006-04-2018
Daniel Frederick FieldsOliver Capital ManagementVoya Financial Advisors, Inc.12-06-2016
David Miles SzablaMerrill Lynch, Pierce, Fenner & Smith IncorporatedVoya Financial Advisors, Inc.10-31-2016
Deborrah Michelle MurphyKMS Financial Services, Inc.Voya Financial Advisors, Inc.$25011-07-2014
Edward Aaron BalfourAXA Advisors, LLCVoya Financial Advisors, Inc.06-01-2017
Frederic Stacer Cox IIILPL Financial LLCVoya Financial Advisors, Inc.$50012-03-2012
George Drew BowldsCentaurus Financial, Inc.Voya Financial Advisors, Inc.05-06-2013
Glenn M. RossmanLPL Financial LLCVoya Financial Advisors, Inc.06-17-2015
Hunter James GietzenLPL Financial LLCVoya Financial Advisors, Inc.03-14-2019
John Scott VeitchKey Investment Services LLCVoya Financial Advisors, Inc.06-11-2018
Kevin Hiroya IshijimaAXA Advisors, LLCVoya Financial Advisors, Inc.03-04-2009
Kristine K. KannoOpal AdvisorsVoya Financial Advisors, Inc.02-01-2018
Kyle Thomas LeonardLPL Financial LLCVoya Financial Advisors, Inc.06-18-2015
Matthew Erwin BoelterViridian RIA, LLCVoya Financial Advisors, Inc.02-08-2017
Melissa Star WilliamsCentaurus Financial, Inc.Voya Financial Advisors, Inc.$50008-28-2015
Mimi Hwan ParkUBS Financial Services Inc.Voya Financial Advisors, Inc.06-10-2011
Nien Minh HoangMerrill Lynch, Pierce, Fenner & Smith IncorporatedVoya Financial Advisors, Inc.10-16-2014
Patrick Bruce SeversonLPL Financial LLCVoya Financial Advisors, Inc.06-17-2015
Paul Joseph DellinoEdward JonesVoya Financial Advisors, Inc.$25002-10-2014
Next Page »

Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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