Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen Glenn Allen Jr.Blackburn FinancialWaddell & Reed01-23-2019
Holly Anne HunsingerPruco Securities, LLC.Waddell & Reed12-05-2018
Gregory Clark CollinsPruco Securities, LLC.Waddell & Reed11-07-2018
Bradley Evans VonhofAmeriprise Financial Services, Inc.Waddell & Reed04-27-2018
Kris Alan SchilperoortEdward JonesWaddell & Reed$2504-27-2018
Stephen R DempseySecurities America, Inc.Waddell & Reed04-17-2018
Gabriel BarajasLPL Financial LLCWaddell & Reed03-19-2018
Roseann Mary PinciottoPruco Securities, LLC.Waddell & Reed$101-24-2018
Lisa Anne HomerLPL Financial LLCWaddell & Reed01-05-2018
Gary Eugene PetersonRAAWaddell & Reed12-15-2017
Michael Eugene MaysAXA Advisors, LLCWaddell & Reed12-07-2017
Adam Lewis JohnsonRaymond James Financial Services, Inc.Waddell & Reed10-27-2017
Justin Thomas FarmerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed10-25-2017
Irene Suet Lee-SluysSecurities America, Inc.Waddell & Reed10-19-2017
Gene Edwin ShookLPL Financial LLCWaddell & Reed$5010-16-2017
Deborah Jean DodsonPruco Securities, LLC.Waddell & Reed09-14-2017
Brian Edward HaleLPL Financial LLCWaddell & Reed$5008-07-2017
Scott David KellyWells Fargo Clearing Services, LLCWaddell & Reed07-31-2017
Todd Freeman HomerFinancial Advocates Investment ManagementWaddell & Reed07-26-2017
Elwis Johnson Jr.Edward JonesWaddell & Reed07-24-2017
Michael William HomerLPL Financial LLCWaddell & Reed05-30-2017
Forbes Michael RobinsonLPL Financial LLCWaddell & Reed05-17-2017
Andrew Michael LawrenceRaymond James Financial Services, Inc.Waddell & Reed03-30-2017
Meredith A FarrisMorgan StanleyWaddell & Reed$103-17-2017
David Roy KobusEdward JonesWaddell & Reed03-10-2017
Next Page »

Showing 1 to 25 of 63 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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