Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Chun Mei ZhuLPL Financial LLCWaddell & Reed$2505-12-2020
Olivier P. MartinezMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed01-24-2020
Kiefer Michael BoltonJ.P. Morgan Securities LLCWaddell & Reed07-16-2019
Kevin WileyClear Creek Financial Management, LLCWaddell & Reed03-08-2019
Stephen Glenn Allen Jr.Blackburn FinancialWaddell & Reed01-23-2019
Holly Anne HunsingerPruco Securities, LLC.Waddell & Reed12-05-2018
Gregory Clark CollinsPruco Securities, LLC.Waddell & Reed11-07-2018
Kosuke TakahashiCapstone Wealth Advisors, LLCWaddell & Reed09-28-2018
Alan Walter JohnsonClear Creek Financial Management, LLCWaddell & Reed09-13-2018
Randal Warren BestTD Ameritrade Investment Management, LLCWaddell & Reed$2509-04-2018
Danielle Marie MillsFisher InvestmentsWaddell & Reed08-23-2018
Jesse Lee ThomasCornerstone Advisors IncWaddell & Reed06-07-2018
Bradley Evans VonhofAmeriprise Financial Services, LLCWaddell & Reed$1004-27-2018
Kris Alan SchilperoortEdward JonesWaddell & Reed$2704-27-2018
Stephen R DempseySecurities America, Inc.Waddell & Reed04-17-2018
Gabriel BarajasLPL Financial LLCWaddell & Reed03-19-2018
Roseann Mary PinciottoPruco Securities, LLC.Waddell & Reed01-24-2018
Lisa Anne HomerLPL Financial LLCWaddell & Reed01-05-2018
Rhoman Sushant GoyenecheaWaddell & ReedWaddell & Reed12-19-2017
Gary Eugene PetersonRAAWaddell & Reed12-15-2017
Adam Lewis JohnsonRaymond James Financial Services, Inc.Waddell & Reed10-27-2017
Justin Thomas FarmerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed10-25-2017
Irene Suet Lee-SluysSecurities America, Inc.Waddell & Reed10-19-2017
Gene Edwin ShookLPL Financial LLCWaddell & Reed10-16-2017
David Lee RutanPruco Securities, LLC.Waddell & Reed10-02-2017
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Showing 1 to 25 of 83 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.