Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kiefer Michael BoltonJ.P. Morgan Securities LLCWaddell & Reed07-16-2019
Stephen Glenn Allen Jr.Blackburn FinancialWaddell & Reed01-23-2019
Holly Anne HunsingerPruco Securities, LLC.Waddell & Reed12-05-2018
Gregory Clark CollinsPruco Securities, LLC.Waddell & Reed11-07-2018
Kris Alan SchilperoortEdward JonesWaddell & Reed$2704-27-2018
Stephen R DempseySecurities America, Inc.Waddell & Reed04-17-2018
Gabriel BarajasLPL Financial LLCWaddell & Reed03-19-2018
Roseann Mary PinciottoPruco Securities, LLC.Waddell & Reed01-24-2018
Lisa Anne HomerLPL Financial LLCWaddell & Reed01-05-2018
Gary Eugene PetersonRAAWaddell & Reed12-15-2017
Adam Lewis JohnsonRaymond James Financial Services, Inc.Waddell & Reed10-27-2017
Justin Thomas FarmerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed10-25-2017
Irene Suet Lee-SluysSecurities America, Inc.Waddell & Reed10-19-2017
Gene Edwin ShookLPL Financial LLCWaddell & Reed10-16-2017
Gary J. KnoppPruco Securities, LLC.Waddell & Reed08-11-2017
Brian Edward HaleLPL Financial LLCWaddell & Reed$5008-07-2017
Scott D. KellyWells Fargo Clearing Services, LLCWaddell & Reed07-31-2017
Todd HomerLPL Financial LLCWaddell & Reed$9907-26-2017
Todd Freeman HomerFinancial Advocates Investment ManagementWaddell & Reed07-26-2017
Elwis Johnson Jr.Edward JonesWaddell & Reed07-24-2017
Michael William HomerLPL Financial LLCWaddell & Reed05-30-2017
Forbes Micael RobinsonLPL Financial LLCWaddell & Reed05-17-2017
Meredith Maclean FarrisMorgan StanleyWaddell & Reed$1003-17-2017
Rebecca Jane MeyersLPL Financial LLCWaddell & Reed11-23-2016
Heather Michelle CarlsonFinancial Advocates Investment ManagementWaddell & Reed11-14-2016
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Showing 1 to 25 of 54 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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