Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Salvador Barrales AbarcaAmeriprise Financial Services, Inc.Waddell & Reed06-09-2015
Rebecca Raye RooksAmeriprise Financial Services, Inc.Waddell & Reed$20009-02-2011
Melvin Walter DansonBaring Financial LLCWaddell & Reed01-08-2016
Stephen Glenn Allen Jr.Blackburn FinancialWaddell & Reed01-23-2019
Jeremy Daniel RussellColumbia Advisory Partners, LLCWaddell & Reed03-15-2016
Graham Scott MillerCommonwealth Financial NetworkWaddell & Reed09-06-2013
Joleen Lorrain YeltonCommonwealth Financial NetworkWaddell & Reed03-28-2013
Abraham Rawley OtoupalD.A. Davidson & Co.Waddell & Reed$10009-03-2013
Kris Alan SchilperoortEdward JonesWaddell & Reed$2704-27-2018
Elwis Johnson Jr.Edward JonesWaddell & Reed07-24-2017
Todd Freeman HomerFinancial Advocates Investment ManagementWaddell & Reed07-26-2017
Heather Michelle CarlsonFinancial Advocates Investment ManagementWaddell & Reed11-14-2016
Ben Whitaker CarsonFisher InvestmentsWaddell & Reed06-14-2013
Kiefer Michael BoltonJ.P. Morgan Securities LLCWaddell & Reed07-16-2019
Kaela Justine TrumpJ.P. Morgan Securities LLCWaddell & Reed04-05-2016
Gregg W. DawsonKMS Financial Services, Inc.Waddell & Reed02-01-2010
Gabriel BarajasLPL Financial LLCWaddell & Reed03-19-2018
Lisa Anne HomerLPL Financial LLCWaddell & Reed01-05-2018
Gene Edwin ShookLPL Financial LLCWaddell & Reed10-16-2017
Brian Edward HaleLPL Financial LLCWaddell & Reed$5008-07-2017
Todd HomerLPL Financial LLCWaddell & Reed$9907-26-2017
Michael William HomerLPL Financial LLCWaddell & Reed05-30-2017
Forbes Micael RobinsonLPL Financial LLCWaddell & Reed05-17-2017
Rebecca Jane MeyersLPL Financial LLCWaddell & Reed11-23-2016
Alexander Brueske, Scott Brueske, Spencer BrueskeLPL Financial LLCWaddell & Reed$22011-07-2016
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Showing 1 to 25 of 54 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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