Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Glass ConnerPurshe Kaplan Sterling InvestmentsWells Fargo Advisors Financial Network, LLC$2508-24-2020
Edward Charles Reinhart IIICapital Advisors Wealth ManagementWells Fargo Advisors Financial Network, LLC08-05-2020
Anthony Joseph FarinaCapital Advisors Wealth ManagementWells Fargo Advisors Financial Network, LLC07-31-2020
Susan Hamblin LawrenceLPL Financial LLCWells Fargo Advisors Financial Network, LLC$5004-22-2020
Chris Stephen LoutsisLPL Financial LLCWells Fargo Advisors Financial Network, LLC04-22-2020
Donald Gene ONealWayfinding Financial, LLCWells Fargo Advisors Financial Network, LLC$25703-05-2020
Teresa Michele BrokawWayfinding Financial, LLCWells Fargo Advisors Financial Network, LLC03-05-2020
Gary Len WellsAmerican Wealth Management, Inc.Wells Fargo Advisors Financial Network, LLC03-04-2020
Trent J ONealWayfinding Financial, LLCWells Fargo Advisors Financial Network, LLC02-26-2020
Kurt A GrimmerAmerican Wealth Management, Inc.Wells Fargo Advisors Financial Network, LLC02-20-2020
Dennis David KarjalaLPL Financial LLCWells Fargo Advisors Financial Network, LLC12-18-2019
Mary Katherine PieperUnionview, LLCWells Fargo Advisors Financial Network, LLC$15007-31-2019
Craig James HansonUnionview, LLCWells Fargo Advisors Financial Network, LLC07-31-2019
Charles John GouldGould Capital, LLCWells Fargo Advisors Financial Network, LLC$5004-22-2019
Perry Alan McClainCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC$6004-17-2019
James Leroy ShockmanCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC04-17-2019
Andrew Robert Thibeault JrCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC$2504-17-2019
Conner Mathew HartmannCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC04-17-2019
John Milton Gould IIIGould Capital, LLCWells Fargo Advisors Financial Network, LLC$5004-16-2019
Gary Michael GouldGould Capital, LLCWells Fargo Advisors Financial Network, LLC$5004-16-2019
Jennifer Anne Emmons CarlsonGould Capital, LLCWells Fargo Advisors Financial Network, LLC04-16-2019
Michael Alan DavisSummit Brokerage Services, Inc.Wells Fargo Advisors Financial Network, LLC$1003-06-2018
Robert Charles BattinSummit Brokerage Services, Inc.Wells Fargo Advisors Financial Network, LLC$5012-01-2017
Todd Matthew HankinsSummit Brokerage Services, Inc.Wells Fargo Advisors Financial Network, LLC$2512-01-2017
Paul Bertrand EllisCambridge Investment Research, Inc.Wells Fargo Advisors Financial Network, LLC$15008-16-2017
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.