Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Susan LawrenceLPL Financial LLCWells Fargo Clearing Services, LLC04-22-2020
Michael FoodyRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$12009-26-2018
Mark Graham Brian BissellStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$17008-10-2018
Doug Dumais Kirt Fredericks Kathy HaleRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$17504-26-2018
David HooperKingsview Wealth Management, LLCWells Fargo Clearing Services, LLC$6012-06-2019
Trenton LayKingsview Wealth Management, LLCWells Fargo Clearing Services, LLC$5511-29-2018
Jonathan Palmer and Alexander MooreRaymond JamesWells Fargo Clearing Services, LLC$14510-12-2018
Jules Raymond GimbernatMorgan StanleyWells Fargo Clearing Services, LLC$5008-14-2020
Edward Davis WilderStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$3807-15-2020
John Eagan Salisbury JrRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC05-05-2020
Fred Chun LeeU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC$15003-31-2020
Nichole Eileen HeidrickFirst Republic Securities Company, LLCWells Fargo Clearing Services, LLC02-14-2020
Leigh Allison FlorFirst Republic Securities Company, LLCWells Fargo Clearing Services, LLC02-14-2020
Corey OwenKingsview Wealth Management, LLCWells Fargo Clearing Services, LLC02-14-2020
Nicole Marie EnglandU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC01-10-2020
Nathan Evan TeppEQ Wealth ManagementWells Fargo Clearing Services, LLC01-06-2020
Brian Stephen GeorgeWorld Equity Group, Inc.Wells Fargo Clearing Services, LLC12-09-2019
David Howard HooperKingsview Wealth Management, LLCWells Fargo Clearing Services, LLC12-07-2019
Andrew William KooymanFisher InvestmentsWells Fargo Clearing Services, LLC11-20-2019
Brandon W Krizo YapleFisher InvestmentsWells Fargo Clearing Services, LLC11-19-2019
David Anthony MadiaMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC11-04-2019
Jeremy Lee GuayClear Creek Financial Management, LLCWells Fargo Clearing Services, LLC09-23-2019
Michael Louis DavisFisher InvestmentsWells Fargo Clearing Services, LLC09-18-2019
Arturo GarciduenasJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC09-11-2019
Irene A GrendelLPL Financial LLCWells Fargo Clearing Services, LLC09-06-2019
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Showing 1 to 25 of 131 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.