Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Net Losses
| Firm | Total Moves |
| 1. FSC Securities Corporation | 64 |
| 2. Merrill Lynch, Pierce, Fenner & Smith Incorporated | 38 |
| 3. Wells Fargo Clearing Services, LLC | 30 |
| 4. Morgan Stanley | 23 |
| 5. AXA Advisors, LLC | 15 |
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Sue Ann Kinsey | Wells Fargo Clearing Services, LLC | Wells Fargo Investments, LLC | — | 01-03-2011 |
| Eric Wade Fornelius | Wells Fargo Clearing Services, LLC | Wells Fargo Investments, LLC | — | 01-03-2011 |
| Dana Marie Duke-Williams | Wells Fargo Clearing Services, LLC | Wells Fargo Investments, LLC | — | 01-03-2011 |
| Anthony Robert Nakata | Wells Fargo Clearing Services, LLC | Wells Fargo Investments, LLC | — | 01-03-2011 |
| Jean Elizabeth Adams | Wells Fargo Clearing Services, LLC | Wells Fargo Investments, LLC | — | 01-03-2011 |
| Laurie Ann Millard | Wells Fargo Clearing Services, LLC | Wells Fargo Investments, LLC | — | 01-03-2011 |
| Jewel Joy Rogness | Wells Fargo Clearing Services, LLC | Wells Fargo Investments, LLC | — | 01-03-2011 |
| David Howard Hooper | Wells Fargo Clearing Services, LLC | Wells Fargo Investments, LLC | — | 01-03-2011 |
| Bradley Gene Bell | Wells Fargo Clearing Services, LLC | Wells Fargo Investments, LLC | — | 01-03-2011 |
| Kevin Matthew Wieczorek Sr. | Wells Fargo Clearing Services, LLC | Wells Fargo Investments, LLC | — | 01-03-2011 |
| Sean Michael Smith | Wells Fargo Clearing Services, LLC | Wells Fargo Investments, LLC | — | 01-03-2011 |
| Michael Thomas Olofsson | Wells Fargo Clearing Services, LLC | Wells Fargo Investments, LLC | — | 01-03-2011 |
| Christopher Lorenzen Jackson | Wells Fargo Clearing Services, LLC | Wells Fargo Investments, LLC | — | 01-03-2011 |
| Tenzing Woser Tsognyi | Wells Fargo Clearing Services, LLC | Wells Fargo Investments, LLC | — | 01-03-2011 |
| Claire Malia Horton | Wells Fargo Clearing Services, LLC | Wells Fargo Investments, LLC | — | 01-03-2011 |
| Jesse Louis Bunich | Wells Fargo Clearing Services, LLC | Wells Fargo Investments, LLC | — | 01-03-2011 |
| Travis Earl Lee Sanders | Wells Fargo Clearing Services, LLC | Wells Fargo Investments, LLC | — | 01-03-2011 |
| Kimberly Ann Fisher | Wells Fargo Clearing Services, LLC | Wells Fargo Investments, LLC | — | 01-03-2011 |
| Barbara L. Crnkovich Smith | Wells Fargo Clearing Services, LLC | Wells Fargo Investments, LLC | — | 01-03-2011 |
| Craig Allen Luchinetti | Wells Fargo Clearing Services, LLC | Wells Fargo Investments, LLC | — | 01-03-2011 |
| Nichole Eileen Heidrick | Wells Fargo Clearing Services, LLC | Wells Fargo Investments, LLC | — | 01-03-2011 |
| Gabriel Ross Andrews | Wells Fargo Clearing Services, LLC | Wells Fargo Investments, LLC | — | 01-03-2011 |
| Arlen Bruce Penfield | Wells Fargo Clearing Services, LLC | Wells Fargo Investments, LLC | — | 01-03-2011 |
| Leigh Allison Kraft | Wells Fargo Clearing Services, LLC | Wells Fargo Investments, LLC | — | 01-03-2011 |
| Peter Isaac Wilson | Wells Fargo Clearing Services, LLC | Wells Fargo Investments, LLC | — | 01-03-2011 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
