Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dennis E. BryanAmeriprise Financial Services, Inc.1st Global Capital Corp.01-03-2012
Homer Scoville Smith IVAmeriprise Financial Services, Inc.1st Global Capital Corp.$50008-19-2011
Joseph YeadonAmeriprise Financial Services, Inc.Avantax Investment Services, Inc.09-19-2017
Edward Joseph HarrisAmeriprise Financial Services, Inc.Avantax Investment Services, Inc.$10010-19-2010
William Saboe IronmongerAmeriprise Financial Services, Inc.AXA Advisors, LLC08-17-2015
Benjamin Michael KeeverAmeriprise Financial Services, Inc.AXA Advisors, LLC07-06-2015
William Robert EvansAmeriprise Financial Services, Inc.AXA Advisors, LLC$50006-03-2013
Victoria Marie BestAmeriprise Financial Services, Inc.Badgley Phelps Wealth Managers05-14-2019
Gary Frederick JewelerAmeriprise Financial Services, Inc.Cambridge Investment Research, Inc.$10006-20-2016
Michael James KeeverAmeriprise Financial Services, Inc.Cetera Advisor Networks LLC02-14-2014
Peter Ward JensenAmeriprise Financial Services, Inc.Cetera Advisors LLC$34001-25-2019
David Emil WitthuhnAmeriprise Financial Services, Inc.Cetera Advisors LLC09-30-2014
Bryce Nicholas NiemiAmeriprise Financial Services, Inc.Charles Schwab & Co., Inc.06-06-2018
Jesse Richard NavarroAmeriprise Financial Services, Inc.Charles Schwab & Co., Inc.08-25-2015
Donald Wade SteffinsAmeriprise Financial Services, Inc.Chase Investment Services Corp.$10001-14-2011
Donald Hoiekvam MillsAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.05-15-2009
Robert Eric FixAmeriprise Financial Services, Inc.CNL Securities Corp.02-23-2017
Sophia Janssen SpencerAmeriprise Financial Services, Inc.CUNA Brokerage Services, Inc.$50006-30-2011
Kari Ellen MillerAmeriprise Financial Services, Inc.CUSO Financial Services, L.P.$50005-16-2011
Jeffrey Cowan MitchellAmeriprise Financial Services, Inc.D.A. Davidson & Co.01-06-2017
Stephen Albert MorachAmeriprise Financial Services, Inc.D.A. Davidson & Co.$25008-16-2013
Michael Ruben Craggett Jr.Ameriprise Financial Services, Inc.D.A. Davidson & Co.$25009-30-2011
Jeff Robert ThomsenAmeriprise Financial Services, Inc.Edward Jones$10003-07-2019
Mark D. LalichAmeriprise Financial Services, Inc.Edward Jones06-01-2018
Tearle Wylie WysockiAmeriprise Financial Services, Inc.Edward Jones06-16-2017
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Showing 1 to 25 of 118 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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