Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Tyler CostarellaAmeriprise Financial Services, Inc.Voya Financial Advisors, Inc.11-26-2018
Albert Morris IsraelAmeriprise Financial Services, Inc.MML Investors Services, LLC$5010-23-2015
Andre C. SelfaAmeriprise Financial Services, Inc.LPL Financial LLC04-13-2017
Andrew Dustin NormanAmeriprise Financial Services, Inc.Voya Financial Advisors, Inc.$2511-26-2018
Benjamin Michael KeeverAmeriprise Financial Services, Inc.AXA Advisors, LLC07-06-2015
Bill Pickles, Michael Pickles, Jim Feist, JB Wilson, Brad Berger, Andy VernonAmeriprise Financial Services, Inc.LPL Financial LLC LLC$21710-26-2018
Braden Bryan JohnsonAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC04-05-2019
Bradley Alan BergerAmeriprise Financial Services, Inc.Financial Advocates Investment Management$2210-26-2018
Brian Matthew Van HoutenAmeriprise Financial Services, Inc.Edward Jones02-13-2012
Brian Richard DoughtyAmeriprise Financial Services, Inc.LPL Financial LLC08-17-2015
Briana Jane BlockerAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC10-16-2013
Bryce Nicholas NiemiAmeriprise Financial Services, Inc.Charles Schwab & Co., Inc.06-06-2018
Carlos Chua De ImusAmeriprise Financial Services, Inc.Edward Jones09-02-2016
Chase Alexander FerdererAmeriprise Financial Services, Inc.Foresters Financial Services, Inc.10-03-2016
Chase Rolland MunozAmeriprise Financial Services, Inc.Key Investment Services LLC$2506-01-2018
Clement C ChiangAmeriprise Financial Services, Inc.MML Investors Services, LLC$2511-16-2017
Clinton W. BoxmanAmeriprise Financial Services, Inc.Morgan Stanley$2502-20-2015
Curt Anthony PedersonAmeriprise Financial Services, Inc.MML Investors Services, LLC$8410-16-2018
Dana Marie FerrellAmeriprise Financial Services, Inc.UBS Financial Services Inc.$3509-13-2016
Darlene Sue PochAmeriprise Financial Services, Inc.MetLife Securities Inc.$2504-29-2016
Daryl Eugene MerrickAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
David Emil WitthuhnAmeriprise Financial Services, Inc.Cetera Advisors LLC09-30-2014
David Phillip LevineAmeriprise Financial Services, Inc.Edward Jones$1002-11-2013
David Yee HuangAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5003-31-2015
Dawn Marie WilliamsAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$5010-05-2009
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Showing 1 to 25 of 77 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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