Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Winston Snow RendallAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-17-2014
William Thomas PicklesAmeriprise Financial Services, Inc.Financial Advocates Investment Management$10010-26-2018
William Saboe IronmongerAmeriprise Financial Services, Inc.AXA Advisors, LLC08-17-2015
William Robert EvansAmeriprise Financial Services, Inc.AXA Advisors, LLC$50006-03-2013
Vincent Edward StantonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)07-09-2019
Victoria Marie BestAmeriprise Financial Services, Inc.Badgley Phelps Wealth Managers05-14-2019
Uriah V. HalpinAmeriprise Financial Services, Inc.Edward Jones$10003-22-2013
Todd David SwanAmeriprise Financial Services, Inc.Thrivent Investment Management Inc.08-08-2014
Tearle Wylie WysockiAmeriprise Financial Services, Inc.Edward Jones06-16-2017
Steven John OrchekowskyAmeriprise Financial Services, Inc.Householder Group Estate & Retirement Specialists04-28-2014
Steven Elliott CarpmailAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10008-16-2019
Stephen Albert MorachAmeriprise Financial Services, Inc.D.A. Davidson & Co.$25008-16-2013
Sophia Janssen SpencerAmeriprise Financial Services, Inc.CUNA Brokerage Services, Inc.$50006-30-2011
Shane Butler WeismanAmeriprise Financial Services, Inc.Reliance Investing, Inc.$51002-09-2011
Sean Emmet BreenAmeriprise Financial Services, Inc.NYLIFE Distributors LLC$50002-15-2017
Scott Cary JamesAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC$10004-02-2018
Salvador Barrales AbarcaAmeriprise Financial Services, Inc.Waddell & Reed06-09-2015
Ryan Teague HurleyAmeriprise Financial Services, Inc.FS Investment Solutions, LLC07-27-2017
Roger Wallace PrinceAmeriprise Financial Services, Inc.Morgan Stanley02-20-2015
Rodney Wayne Rich Jr.Ameriprise Financial Services, Inc.MetLife Securities Inc.04-29-2016
Robert Nelson HamiltonAmeriprise Financial Services, Inc.Voya Financial Advisors, Inc.06-21-2019
Robert Leonard MccaslinAmeriprise Financial Services, Inc.MetLife Securities Inc.$10012-04-2015
Robert Foster KransbergerAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$25002-18-2011
Robert Eric FixAmeriprise Financial Services, Inc.CNL Securities Corp.02-23-2017
Robert Arthur JamiesonAmeriprise Financial Services, Inc.LPL Financial LLC$10010-05-2012
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Showing 1 to 25 of 118 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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