Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Tyler CostarellaAmeriprise Financial Services, LLCVoya Financial Advisors, Inc.11-26-2018
Albert Morris IsraelAmeriprise Financial Services, LLCMML Investors Services, LLC$5010-23-2015
Andre C SelfaAmeriprise Financial Services, LLCLPL Financial LLC04-13-2017
Andrew Dustin NormanAmeriprise Financial Services, LLCVoya Financial Advisors, Inc.$2511-26-2018
Benjamin Michael KeeverAmeriprise Financial Services, LLCEquitable Advisors, LLC07-06-2015
Bill Pickles Michael Pickles Jim Feist JB Wilson Brad Berger Andy VernonAmeriprise Financial Services, LLCLPL Financial LLC$21710-26-2018
Bowen Steven ScottAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-23-2019
Braden Bryan JohnsonAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC04-05-2019
Bradley Alan BergerAmeriprise Financial Services, LLCFinancial Advocates Investment Management$2210-26-2018
Brian Matthew Van HoutenAmeriprise Financial Services, LLCEdward Jones02-13-2012
Brian Richard DoughtyAmeriprise Financial Services, LLCLPL Financial LLC08-17-2015
Briana Jane BlockerAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC10-16-2013
Bryce Nicholas NiemiAmeriprise Financial Services, LLCCharles Schwab & Co., Inc.06-06-2018
Caleb D LillyAmeriprise Financial Services, LLCLPL Financial LLC11-30-2018
Carl Lee Bailey JrAmeriprise Financial Services, LLCEquitable Advisors, LLC11-15-2019
Carlos Chua De ImusAmeriprise Financial Services, LLCEdward Jones09-02-2016
Carrie Elizabeth SwansonAmeriprise Financial Services, LLCRBC Capital Markets, LLC04-18-2019
Chase Alexander FerdererAmeriprise Financial Services, LLCForesters Financial Services, Inc.10-03-2016
Cheryl Ann RumbolzAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$12408-23-2019
Clement C ChiangAmeriprise Financial Services, LLCMML Investors Services, LLC$2511-16-2017
Clinton W BoxmanAmeriprise Financial Services, LLCMorgan Stanley$15002-20-2015
Curt Anthony PedersonAmeriprise Financial Services, LLCMML Investors Services, LLC$8410-16-2018
Dana Marie FerrellAmeriprise Financial Services, LLCUBS Financial Services Inc.$3509-13-2016
Daniel J AdamsAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2507-26-2019
Daniel Steven PoeAmeriprise Financial Services, LLCLion Street Financial, LLC09-11-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.