Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Vincent Edward StantonAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC07-09-2019
Robert Nelson HamiltonAmeriprise Financial Services, LLCVoya Financial Advisors, Inc.06-21-2019
Matthew J. TruscottAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-17-2019
Victoria Marie BestAmeriprise Financial Services, LLCBadgley Phelps Wealth Managers05-14-2019
Carrie Elizabeth SwansonAmeriprise Financial Services, LLCRBC Capital Markets, LLC04-18-2019
Juls Christine CarterAmeriprise Financial Services, LLCRBC Capital Markets, LLC$10004-18-2019
Jason Potter FormoAmeriprise Financial Services, LLCRBC Capital Markets, LLC04-18-2019
Braden Bryan JohnsonAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC04-05-2019
Jeff Robert ThomsenAmeriprise Financial Services, LLCEdward Jones$1003-07-2019
Peter Ward JensenAmeriprise Financial Services, LLCCetera Advisors LLC$3401-25-2019
Douglas L LillyAmeriprise Financial Services, LLCLPL Financial LLC$4911-30-2018
Caleb D. LillyAmeriprise Financial Services, LLCLPL Financial LLC11-30-2018
Andrew Dustin NormanAmeriprise Financial Services, LLCVoya Financial Advisors, Inc.$2511-26-2018
Adam Tyler CostarellaAmeriprise Financial Services, LLCVoya Financial Advisors, Inc.11-26-2018
Matthew J. ScaranoAmeriprise Financial Services, LLCUSA Financial Securities Corporation11-06-2018
Bradley Alan BergerAmeriprise Financial Services, LLCFinancial Advocates Investment Management$2210-26-2018
William Thomas PicklesAmeriprise Financial Services, LLCFinancial Advocates Investment Management10-26-2018
Michael Kevin PicklesAmeriprise Financial Services, LLCFinancial Advocates Investment Management10-26-2018
James B. Wilson VIIAmeriprise Financial Services, LLCFinancial Advocates Investment Management10-26-2018
Curt Anthony PedersonAmeriprise Financial Services, LLCMML Investors Services, LLC$8410-16-2018
Kevin Whittlesy O'KeefeAmeriprise Financial Services, LLCMorgan Stanley$5007-27-2018

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.