Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Donald Mark SafstromCambridge Investment Research, Inc.Avantax Investment Services, Inc.02-28-2013
Sarah Elizabeth WhittakerCambridge Investment Research, Inc.AXA Advisors, LLC10-11-2018
David Michael EckCambridge Investment Research, Inc.C C F Investments, Inc.04-03-2017
Dwayne Alan DilleyCambridge Investment Research, Inc.Cetera Advisor Networks LLC$10012-01-2015
Ervie Don HoustonCambridge Investment Research, Inc.Cetera Investment Advisers LLC05-01-2015
Joseph Paul WilliamsCambridge Investment Research, Inc.Charles Schwab & Co., Inc.07-16-2018
Wade A. DavisCambridge Investment Research, Inc.Financial Advocates Investment Management$1001-02-2018
Sharla Jane MuraltCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Russell Carl LichtyCambridge Investment Research, Inc.FSC Securities Corporation$1010-04-2019
Damon David GeorgeCambridge Investment Research, Inc.Independent Financial Group, LLC01-04-2018
David Wayne MasonCambridge Investment Research, Inc.KMS Financial Services, Inc.$508-27-2020
Kellie Denise Hall-StrehlowCambridge Investment Research, Inc.KMS Financial Services, Inc.08-27-2020
Debora Renee CollinsCambridge Investment Research, Inc.MetLife Securities Inc.$10001-02-2015
Kevin Thomas GradyCambridge Investment Research, Inc.MML Investors Services, LLC09-04-2014
Teresa A. MartinCambridge Investment Research, Inc.Northwestern Mutual Investment Services, LLC04-16-2018
Richard L MillerCambridge Investment Research, Inc.Northwestern Mutual Investment Services, LLC04-03-2018
Darcy Ann Long CurtissCambridge Investment Research, Inc.Northwestern Mutual Investment Services, LLC02-16-2017
Luzdivina Gil Gil VargasCambridge Investment Research, Inc.NYLIFE Securities LLC02-01-2019
Joanne Irene KraftCambridge Investment Research, Inc.Ridgeway & Conger, Inc.10-06-2015
Karl T. RainerCambridge Investment Research, Inc.Securian Financial Services, Inc.11-28-2011
Alex John SheppardCambridge Investment Research, Inc.The H Group, Inc.04-29-2009
Paul Bertrand EllisCambridge Investment Research, Inc.Wells Fargo Advisors Financial Network, LLC$15008-16-2017

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.