Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Darcy Ann Long CurtissCambridge Investment Research, Inc.Northwestern Mutual Investment Services, LLC02-16-2017
David Wayne MasonCambridge Investment Research, Inc.KMS Financial Services, Inc.$5008-27-2020
Debora Renee CollinsCambridge Investment Research, Inc.MetLife Securities Inc.01-02-2015
Dwayne Alan DilleyCambridge Investment Research, Inc.Cetera Advisor Networks LLC$5012-01-2015
Joanne Irene KraftCambridge Investment Research, Inc.Ridgeway & Conger, Inc.10-06-2015
Joseph Lee HurleyCambridge Investment Research, Inc.Equitable Advisors, LLC$5004-12-2010
Joseph Paul WilliamsCambridge Investment Research, Inc.Charles Schwab & Co., Inc.07-16-2018
Karl T RainerCambridge Investment Research, Inc.Securian Financial Services, Inc.11-28-2011
Kellie Denise Hall-StrehlowCambridge Investment Research, Inc.KMS Financial Services, Inc.08-27-2020
Kevin Thomas GradyCambridge Investment Research, Inc.MML Investors Services, LLC09-04-2014
Margaret Anne HaslachCambridge Investment Research, Inc.Hornor, Townsend & Kent, LLC01-25-2019
Nicholas Patrick CallahanCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15002-05-2013
Paul Bertrand EllisCambridge Investment Research, Inc.Wells Fargo Advisors Financial Network, LLC$15008-16-2017
Richard L MillerCambridge Investment Research, Inc.Northwestern Mutual Investment Services, LLC04-03-2018
Russell Carl LichtyCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Sarah Elizabeth WhittakerCambridge Investment Research, Inc.Equitable Advisors, LLC10-11-2018
Sharla Jane MuraltCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Wade A DavisCambridge Investment Research, Inc.Financial Advocates Investment Management$1001-02-2018
Will McdonoughCambridge Investment Research, Inc.Equitable Advisors, LLC10-11-2018

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.