Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kimberly CooperCetera Advisor Networks LLCU.S. Bancorp Investments, Inc.03-20-2020
Richard Evan ThomasCetera Advisor Networks LLCCUSO Financial Services, L.P.05-10-2019
Eric V NguyenCetera Advisor Networks LLCAmeriprise Financial Services, LLC03-05-2019
Daniel Howard AdamsCetera Advisor Networks LLCLatitude Wealth Management, LLC09-12-2018
Jere Robert MeyerCetera Advisor Networks LLCFSIC04-16-2018
Jonathan Verden BeverCetera Advisor Networks LLCOppenheimer & Co. Inc.$15009-19-2017
Stacie Renae NemetzCetera Advisor Networks LLCOCM Investments, LLC05-01-2017
Gary Anthony Ovsak Jr.Cetera Advisor Networks LLCPlanMember Securities Corporation02-21-2017
Camille Jan V KoppenbergCetera Advisor Networks LLCLPL Financial LLC01-17-2017
Jeffrey ReintjesCetera Advisor Networks LLCEdward Jones04-22-2016
Spencer John FrenchCetera Advisor Networks LLCMorgan Stanley08-14-2015
Timothy E. ReichsteinCetera Advisor Networks LLCEdward Jones08-12-2015
Eric Phillip StromCetera Advisor Networks LLCJ.P. Morgan Securities LLC$2507-16-2015
Todd Paul ClaypoolCetera Advisor Networks LLCMML Investors Services, LLC$103-04-2015
Robert Karl Adams Jr.Cetera Advisor Networks LLCLPL Financial LLC10-01-2014
Matthew John WagnerCetera Advisor Networks LLCNYLIFE Securities LLC09-22-2014
Kyle David OttoCetera Advisor Networks LLCCUNA Brokerage Services, Inc.07-02-2014
Thomas Elliot WeedCetera Advisor Networks LLCOneAmerica Securities, Inc.05-30-2014
James David BroemmelingCetera Advisor Networks LLCWoodbury Financial Services, Inc.12-13-2013
James Stuart FalconeCetera Advisor Networks LLCOppenheimer & Co. Inc.$2508-30-2013
Michael Stevan RoseCetera Advisor Networks LLCOppenheimer & Co. Inc.07-26-2013
Budd L. CollingsCetera Advisor Networks LLCKMS Financial Services, Inc.01-02-2013
Alexander Douglas WhitehouseCetera Advisor Networks LLCJohn Hancock Distributors LLC01-02-2013
Dennis John BeaulieuCetera Advisor Networks LLCSecurities America, Inc.06-10-2011
Jeanette Louise WheelerCetera Advisor Networks LLCPacific West Securities, Inc.02-08-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.