Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jere Robert MeyerCetera Advisor Networks LLCFSIC04-16-2018
Sarah Leigh KeiblerCetera Advisor Networks LLCLPL Financial LLC08-18-2017
Stacie Renae NemetzCetera Advisor Networks LLCOCM Investments, LLC$15005-01-2017
Gary Anthony Ovsak Jr.Cetera Advisor Networks LLCPlanMember Securities Corporation02-21-2017
Camille Jan V KoppenbergCetera Advisor Networks LLCLPL Financial LLC01-17-2017
Jeffrey ReintjesCetera Advisor Networks LLCEdward Jones04-22-2016
Spencer John FrenchCetera Advisor Networks LLCMorgan Stanley08-14-2015
Timothy E ReichsteinCetera Advisor Networks LLCEdward Jones08-12-2015
Eric P. StromCetera Advisor Networks LLCJ.P. Morgan Securities LLC07-16-2015
Todd Paul ClaypoolCetera Advisor Networks LLCMML Investors Services, LLC03-04-2015
Robert Karl Adams Jr.Cetera Advisor Networks LLCLPL Financial LLC10-01-2014
Matthew John WagnerCetera Advisor Networks LLCNYLIFE Securities LLC09-22-2014
Kyle David OttoCetera Advisor Networks LLCCUNA Brokerage Services, Inc.07-02-2014
Thomas Elliot WeedCetera Advisor Networks LLCOneAmerica Securities, Inc.05-30-2014
James David BroemmelingCetera Advisor Networks LLCWoodbury Financial Services, Inc.12-13-2013
Michael Stevan RoseCetera Advisor Networks LLCOppenheimer & Co. Inc.$107-26-2013
Alexander Douglas WhitehouseCetera Advisor Networks LLCJohn Hancock Distributors LLC01-02-2013
Budd Lee CollingsCetera Advisor Networks LLCKMS Financial Services, Inc.01-02-2013
Dennis John BeaulieuCetera Advisor Networks LLCSecurities America, Inc.$106-10-2011
Jeanette Louise WheelerCetera Advisor Networks LLCPacific West Securities, Inc.$102-08-2011
Barbara Jean WilliamsCetera Advisor Networks LLCLPL Financial LLC$2506-22-2009
Brian Rene TorgersonCetera Advisor Networks LLCBanc of America Investment Services, Inc.$2506-19-2009
Lance Lynn AltheideCetera Advisor Networks LLCLPL Financial LLC04-14-2009
Brendan Matthew ThorsonCetera Advisor Networks LLCMorgan Stanley & Co. Incorporated$2502-23-2009

Showing 1 to 24 of 24 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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