Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Barbara Jean WilliamsCetera Advisor Networks LLCLPL Financial LLC06-22-2009
Brendan Matthew ThorsonCetera Advisor Networks LLCMorgan Stanley & Co. Incorporated02-23-2009
Brian Rene TorgersonCetera Advisor Networks LLCBanc of America Investment Services, Inc.06-19-2009
Denton Jay OldeCetera Advisor Networks LLCCetera Advisors LLC07-09-2014
Isaac Michael SullivanCetera Advisor Networks LLCGirard Securities, Inc.11-01-2017
James David BroemmelingCetera Advisor Networks LLCWoodbury Financial Services, Inc.12-13-2013
Jere Robert MeyerCetera Advisor Networks LLCFSIC04-16-2018
Matthew John WagnerCetera Advisor Networks LLCNYLIFE Securities LLC09-22-2014
Michael Alan DavisCetera Advisor Networks LLCSummit Brokerage Services, Inc.$2508-22-2019
Michael Stevan RoseCetera Advisor Networks LLCOppenheimer & Co. Inc.07-26-2013
Robert Charles BattinCetera Advisor Networks LLCSummit Brokerage Services, Inc.$5008-22-2019
Roger John FinucanCetera Advisor Networks LLCSummit Brokerage Services, Inc.$5009-20-2019
Seongbae KimCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Stacie Renae NemetzCetera Advisor Networks LLCOCM Investments, LLC05-01-2017
Thomas Joseph WardCetera Advisor Networks LLCWalnut Street Securities, Inc.$1009-03-2013
Todd Matthew HankinsCetera Advisor Networks LLCSummit Brokerage Services, Inc.$2509-20-2019

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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