Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew S HarschChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-19-2009
Loren Lamont Francis HarrisChase Investment Services Corp.Ameriprise Financial Services, Inc.05-20-2009
Jason Ho KwonChase Investment Services Corp.Morgan Stanley & Co. LLC06-01-2009
Gregory Milan WasickChase Investment Services Corp.Morgan Stanley08-01-2009
Justin Anderson VanceChase Investment Services Corp.Transamerica Financial Advisors, Inc.08-01-2009
Anthony Todd DukeChase Investment Services Corp.Cetera Investment Services LLC09-01-2009
Patricia Shannon HeaslerChase Investment Services Corp.Waddell & Reed09-01-2009
Craig James Isamu TasaChase Investment Services Corp.Ameriprise Financial Services, Inc.09-08-2009
Jason T CollinsChase Investment Services Corp.Morgan Stanley10-28-2009
Robert Scott EifordChase Investment Services Corp.Wells Fargo Clearing Services, LLC11-01-2009
Bang-Nhan Luong NguyenChase Investment Services Corp.U.S. Bancorp Investments, Inc.12-14-2009
Farhad P JaberiChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-31-2009
Tyrel Tyrel TaitChase Investment Services Corp.Wells Fargo Investments, LLC01-27-2010
Michael PalagiChase Investment Services Corp.Morgan Stanley02-15-2010
Noah David BelhumeurChase Investment Services Corp.Cetera Advisors LLC03-01-2010
Jill Susan CitronChase Investment Services Corp.Ameriprise Financial Services, Inc.03-09-2010
Ho Choong ChungChase Investment Services Corp.Morgan Stanley04-16-2010
Jeffrey Charles RattiChase Investment Services Corp.Wells Fargo Clearing Services, LLC04-30-2010
Paul Matthew CareyChase Investment Services Corp.AXA Advisors, LLC04-30-2010
Donald Wade SteffinsChase Investment Services Corp.Morgan Stanley06-07-2010
Riley Charles MoringChase Investment Services Corp.Wells Fargo Clearing Services, LLC06-14-2010
David Kent ShelbournChase Investment Services Corp.NYLIFE Securities LLC08-01-2010
Lyn Eugene BrandtChase Investment Services Corp.U.S. Bancorp Investments, Inc.08-18-2010
Everistus Eranor EtafoChase Investment Services Corp.Edward Jones08-30-2010
Jason Alexander EckermanChase Investment Services Corp.Ameriprise Financial Services, Inc.09-01-2010
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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