Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony Todd DukeChase Investment Services Corp.Cetera Investment Services LLC09-01-2009
Bang-Nhan Luong NguyenChase Investment Services Corp.U.S. Bancorp Investments, Inc.12-14-2009
Craig James Isamu TasaChase Investment Services Corp.Ameriprise Financial Services, LLC09-08-2009
David Eugene OathoutChase Investment Services Corp.Edward Jones11-29-2011
Donald Wade SteffinsChase Investment Services Corp.Morgan Stanley06-07-2010
Douglas Lee FeyereisenChase Investment Services Corp.Ameriprise Financial Services, LLC$1010-01-2010
Everistus Eranor EtafoChase Investment Services Corp.Edward Jones08-30-2010
Farhad P JaberiChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-31-2009
Gregory Milan WasickChase Investment Services Corp.Morgan Stanley08-01-2009
Ho Choong ChungChase Investment Services Corp.Morgan Stanley04-16-2010
Jason Alexander EckermanChase Investment Services Corp.Ameriprise Financial Services, LLC09-01-2010
Jason H. KwonChase Investment Services Corp.Morgan Stanley & Co. LLC06-01-2009
Jason T CollinsChase Investment Services Corp.Morgan Stanley10-28-2009
Jeffrey C. RattiChase Investment Services Corp.Wells Fargo Clearing Services, LLC04-30-2010
Jeffrey David MeadChase Investment Services Corp.Edward Jones$2510-27-2010
Jill Susan CitronChase Investment Services Corp.Ameriprise Financial Services, LLC03-09-2010
Joseph Max CarterChase Investment Services Corp.Country Capital Management Company11-16-2010
Kathren Hsueh WillsChase Investment Services Corp.Edward Jones10-19-2010
Kelsey Elizabeth KeenerChase Investment Services Corp.Edward Jones11-01-2010
Loren Lamont Francis HarrisChase Investment Services Corp.Ameriprise Financial Services, LLC05-20-2009
Lyn Eugene BrandtChase Investment Services Corp.U.S. Bancorp Investments, Inc.08-18-2010
Mark Everitt DawsonChase Investment Services Corp.UnionBanc Investment Services, LLC09-01-2012
Matthew S HarschChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-19-2009
Michael PalagiChase Investment Services Corp.Morgan Stanley02-15-2010
Michael W. RutherfordChase Investment Services Corp.Edward Jones06-01-2011
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.