Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Everitt DawsonChase Investment Services Corp.UnionBanc Investment Services, LLC09-01-2012
Susan Marie BarnettChase Investment Services Corp.UnionBanc Investment Services, LLC09-01-2012
Edward Donald Schambach Jr.Chase Investment Services Corp.Lawson Financial Corporation12-30-2011
Tyson Boyd SmithChase Investment Services Corp.Edward Jones12-19-2011
David Eugene OathoutChase Investment Services Corp.Edward Jones11-29-2011
Michael W RutherfordChase Investment Services Corp.Edward Jones06-01-2011
John Yuchun WangChase Investment Services Corp.Uvest Financial Services Group, Inc.11-18-2010
Joseph Max CarterChase Investment Services Corp.Country Capital Management Company11-16-2010
Kelsey Elizabeth KeenerChase Investment Services Corp.Edward Jones11-01-2010
Jeffrey David MeadChase Investment Services Corp.Edward Jones10-27-2010
Douglas Lee FeyereisenChase Investment Services Corp.Ameriprise Financial Services, Inc.10-01-2010
Vernon J AhrendesChase Investment Services Corp.Edward Jones09-27-2010
Jason Alexander EckermanChase Investment Services Corp.Ameriprise Financial Services, Inc.09-01-2010
Everistus Eranor EtafoChase Investment Services Corp.Edward Jones08-30-2010
Lyn Eugene BrandtChase Investment Services Corp.U.S. Bancorp Investments, Inc.08-18-2010
David Kent ShelbournChase Investment Services Corp.NYLIFE Securities LLC08-01-2010
Riley Charles MoringChase Investment Services Corp.Wells Fargo Clearing Services, LLC06-14-2010
Donald Wade SteffinsChase Investment Services Corp.Morgan Stanley06-07-2010
Jeffrey Charles RattiChase Investment Services Corp.Wells Fargo Clearing Services, LLC04-30-2010
Paul Matthew CareyChase Investment Services Corp.AXA Advisors, LLC04-30-2010
Ho Choong ChungChase Investment Services Corp.Morgan Stanley04-16-2010
Jill Susan CitronChase Investment Services Corp.Ameriprise Financial Services, Inc.03-09-2010
Noah David BelhumeurChase Investment Services Corp.Cetera Advisors LLC03-01-2010
Michael PalagiChase Investment Services Corp.Morgan Stanley02-15-2010
Tyrel Tyrel TaitChase Investment Services Corp.Wells Fargo Investments, LLC01-27-2010
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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