Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Michael LaibsonCommonwealth Financial NetworkMML Investors Services, LLC02-01-2019
Andrew Robert Thibeault JrCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC$2504-17-2019
Brandon Lee SteeleCommonwealth Financial NetworkMML Investors Services, LLC02-01-2019
Brent Robert BridenbackCommonwealth Financial NetworkUmpqua Investments, Inc.$15005-15-2020
Christopher George BafusCommonwealth Financial NetworkMetLife Securities Inc.02-06-2015
Conner Mathew HartmannCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC04-17-2019
Connie Arlene FalonCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC$5009-16-2015
Curtis J NagaiCommonwealth Financial NetworkSignator Investors, Inc.$5006-28-2017
Dag Olov M BrandforsCommonwealth Financial NetworkWamu Investments, Inc.04-09-2009
David Glenn GarbergCommonwealth Financial NetworkCetera Advisor Networks LLC$5006-01-2016
Dennis Vincent ClavinCommonwealth Financial NetworkCetera Advisor Networks LLC$10006-01-2016
Eldon Richard HarsinCommonwealth Financial NetworkLPL Financial LLC$15006-30-2014
Eric Allen JacobsenCommonwealth Financial NetworkSignator Investors, Inc.$15005-17-2017
Eric Jacobsen Lanny NebekerCommonwealth Financial NetworkSignator Investors, Inc.$15005-17-2017
Eric Michael ChaneyCommonwealth Financial NetworkWoodbury Financial Services, Inc.$1610-09-2018
Frank Anthony GambardellaCommonwealth Financial NetworkFinancial Advocates Investment Management$5001-27-2020
Graham Scott MillerCommonwealth Financial NetworkWaddell & Reed09-06-2013
James Leroy ShockmanCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC04-17-2019
Jennifer L HuntCommonwealth Financial NetworkKMS Financial Services, Inc.05-04-2020
Joleen Lorrain YeltonCommonwealth Financial NetworkWaddell & Reed03-28-2013
Joshua James HummelCommonwealth Financial NetworkWamu Investments, Inc.04-09-2009
Justin Alexander PhillipsCommonwealth Financial NetworkMML Investors Services, LLC04-15-2019
Kathleen Marie OConnorCommonwealth Financial NetworkMetLife Securities Inc.04-02-2015
Kathy Miller ParrishCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC09-16-2015
Kevin Jean PentzCommonwealth Financial NetworkThrivent Investment Management Inc.10-23-2017
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.