Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Georgette Terry Ann DulebaD.A. Davidson & Co.U.S. Bancorp Investments, Inc.$15009-03-2019
Thomas Walling ConwayD.A. Davidson & Co.Commonwealth Financial Network$50004-02-2019
Aron Michael ThompsonD.A. Davidson & Co.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25006-18-2018
William Andrew Moon IID.A. Davidson & Co.Hart Capital Management, Inc.01-04-2018
Kelly WambleD.A. Davidson & Co.LPL Financial LLC$6010-19-2017
Brandon Allen ZaroD.A. Davidson & Co.Raymond James Financial Services, Inc.$50003-23-2017
Mary Barbara MeyersD.A. Davidson & Co.LPL Financial LLC$10303-15-2017
John Charles CameronD.A. Davidson & Co.Umpqua Investments, Inc.$10002-03-2016
Daniel E. CronenD.A. Davidson & Co.Signia Capital Management, LLC$15010-21-2015
Trenton K. Morton, Scott L. HitchcockD.A. Davidson & Co.Raymond James$29011-10-2014
Edwin James Sondgroth Jr.D.A. Davidson & Co.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-11-2014
David James GreenfieldD.A. Davidson & Co.Laird Norton Wealth Management$10002-10-2014
Abraham Rawley OtoupalD.A. Davidson & Co.Waddell & Reed$10009-03-2013
Brandon Michael CurneenD.A. Davidson & Co.Morgan Stanley$15001-02-2013
Dustin Loyal BrumbaughD.A. Davidson & Co.EK Riley Investments, LLC08-01-2012
Keith Wade MalekD.A. Davidson & Co.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10002-29-2012
Audrey Melissa MortonD.A. Davidson & Co.Morton Clarke Fu & Metcalf, Inc.01-01-2012
Timothy Hale GanahlD.A. Davidson & Co.Hornor, Townsend & Kent, LLC04-12-2011
R.C. Roland, Chad Roland, Blair Roland, Gary Douvia, Clarke HenleyD.A. Davidson & Co.Raymond James$46002-11-2011
Christopher Douglas RomneyD.A. Davidson & Co.Wells Fargo Investments, LLC$50011-01-2010
Cindy Lynn RomneyD.A. Davidson & Co.Wells Fargo Investments, LLC11-01-2010
Timothy James TuckerD.A. Davidson & Co.Wells Fargo Investments, LLC$10006-15-2010
Alexander Nesbit TuckerD.A. Davidson & Co.Wells Fargo Investments, LLC$25006-15-2010
Warren Edward MachD.A. Davidson & Co.RBC Capital Markets, LLC$10003-17-2010
Jeffrey Peter BiermanskiD.A. Davidson & Co.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10002-24-2010
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Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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