Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abraham Rawley OtoupalD.A. Davidson & Co.Waddell & Reed$10009-03-2013
Alexander Nesbit TuckerD.A. Davidson & Co.Wells Fargo Investments, LLC$2506-15-2010
Aron Michael ThompsonD.A. Davidson & Co.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2506-18-2018
Aron ThompsonD.A. Davidson & Co.Merrill Lynch, Pierce, Fenner & Smith Incorporated$12006-19-2018
Brandon Allen ZaroD.A. Davidson & Co.Raymond James Financial Services, Inc.$5003-23-2017
Brandon Michael CurneenD.A. Davidson & Co.Morgan Stanley01-02-2013
Brock LoenD.A. Davidson & Co.Wells Fargo Investments, LLC$15006-24-2009
Christopher Douglas RomneyD.A. Davidson & Co.Wells Fargo Investments, LLC$5011-01-2010
Cindy Lynn RomneyD.A. Davidson & Co.Wells Fargo Investments, LLC11-01-2010
Curtis Scott HarveyD.A. Davidson & Co.Morgan Stanley11-06-2009
Daniel E. CronenD.A. Davidson & Co.Signia Capital Management, LLC10-21-2015
David James GreenfieldD.A. Davidson & Co.Laird Norton Wealth Management02-10-2014
Jeffrey Peter BiermanskiD.A. Davidson & Co.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-24-2010
John CameronD.A. Davidson & Co.Umpqua Bank$25002-04-2016
John Charles CameronD.A. Davidson & Co.Umpqua Investments, Inc.$10002-03-2016
John William LeeD.A. Davidson & Co.Morgan Stanley$5006-30-2009
Keith Wade MalekD.A. Davidson & Co.Wells Fargo Clearing Services, LLC02-29-2012
Kyle Raymond Reep, Scott D. ElliottD.A. Davidson & Co.Citigroup Global Markets Inc.04-29-2009
Mary Barbara MeyersD.A. Davidson & Co.LPL Financial LLC$10303-15-2017
Michael James JacksonD.A. Davidson & Co.Morgan Stanley & Co. LLC$10004-08-2009
Russell Boyd Fode, Darren Allen GoehnerD.A. Davidson & Co.Morgan Stanley11-06-2009
Scott Eugene BergD.A. Davidson & Co.Wells Fargo Clearing Services, LLC04-16-2009
Steve Marino PicciniD.A. Davidson & Co.Morgan Stanley$10011-11-2009
Steven James RustikD.A. Davidson & Co.Citigroup Global Markets Inc.$5002-26-2009
Timothy James TuckerD.A. Davidson & Co.Wells Fargo Investments, LLC06-15-2010
Next Page »

Showing 1 to 25 of 27 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.