Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Tye Wiltse-HiattEdward JonesAllstate Financial Services, LLC07-15-2014
Jason N. GlazierEdward JonesAmeriprise Financial Services, Inc.03-15-2019
Gene Kelly BarnerEdward JonesAXA Advisors, LLC09-18-2009
Chad Richard SmithEdward JonesCascade Capital Asset Management LLC07-15-2019
Tara Hockett WiswallEdward JonesCetera Investment Services LLC09-07-2018
Joseph Max CarterEdward JonesChase Investment Services Corp.07-08-2011
John James SchneiderEdward JonesCitigroup Global Markets Inc.02-20-2009
Jeffery Charles PleetEdward JonesColumbia Management Investment Distributors, Inc.09-08-2009
Glenn R. RichardsonEdward JonesCountry Capital Management Company08-06-2015
Jeremy John FerreraEdward JonesCountry Capital Management Company06-18-2015
Kayla Louise GundersonEdward JonesCUSO Financial Services, L.P.04-13-2017
William E. KernEdward JonesEquity Services, Inc.04-18-2019
Danielle Lauramarie RiversEdward JonesEssex National Securities, LLC04-20-2015
Aubrey Kaye HolwegnerEdward JonesJ.P. Morgan Securities LLC04-07-2015
Christopher Phillip DolanEdward JonesJ.P. Morgan Securities LLC05-20-2014
Aaron Matthew EasterEdward JonesJ.P. Morgan Securities LLC$1005-01-2014
Jodi Lynn DavisEdward JonesJ.P. Morgan Securities LLC04-26-2013
Daniel Christian YoungEdward JonesKey Investment Services LLC02-20-2015
Michael A. HillEdward JonesKey Investment Services LLC12-18-2012
Keith E. BeasingerEdward JonesLPL Financial LLC06-14-2019
Christopher Michael RischeEdward JonesLPL Financial LLC$1006-28-2017
Christopher William BellEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
Dennis Wayne Williams Jr.Edward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated01-31-2019
Monisha Maria BrandtEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated05-29-2009
John William Misner Jr.Edward JonesMML Investors Services, LLC$20004-18-2019
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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