Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony Louis GressickFidelity Brokerage Services LLCFirst Horizon Advisors, Inc.06-17-2015
Apoorv NegiFidelity Brokerage Services LLCRaymond James Financial Services, Inc.02-25-2020
Bee Ping TanFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00001-09-2019
Craig James Isamu TasaFidelity Brokerage Services LLCKey Investment Services LLC03-19-2012
Dane R PerraultFidelity Brokerage Services LLCChase Investment Services Corp.05-16-2011
Diane Martha UllomFidelity Brokerage Services LLCAmeriprise Financial Services, LLC02-25-2014
Eric Chin Ren ChenFidelity Brokerage Services LLCTD Ameritrade, Inc.06-30-2020
Gay Melynne M WriterFidelity Brokerage Services LLCCharles Schwab & Co., Inc.02-07-2020
Gregory William MattsonFidelity Brokerage Services LLCJ.P. Morgan Securities LLC04-28-2017
James Trunghieu NguyenFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2020
Jason Robert SikmaFidelity Brokerage Services LLCIng Direct Investing, Inc.10-01-2014
Jeffrey Michael JonesFidelity Brokerage Services LLCThrivent Investment Management Inc.07-28-2016
Jing WangFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-01-2019
Joseph Anthony FicarraFidelity Brokerage Services LLCMorgan Stanley03-03-2015
Joseph Montgomery AllenFidelity Brokerage Services LLCTD Ameritrade, Inc.$17106-28-2019
Karen LeeFidelity Brokerage Services LLCEdward Jones11-15-2019
Kerry J ChamberlinFidelity Brokerage Services LLCJ.P. Morgan Securities LLC08-02-2020
Lauren Alyssa OzunaFidelity Brokerage Services LLCVita Intellectus, LLC03-26-2019
Laurie Ann OvesenFidelity Brokerage Services LLCMorgan Stanley11-14-2018
Lilliam Stella AraqueFidelity Brokerage Services LLCSunTrust Investment Services, Inc.$15004-23-2020
Nicholas Roger PascoeFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC05-06-2015
Parker Stull GordonFidelity Brokerage Services LLCIng Direct Investing, Inc.06-17-2013
Paul Matthew CareyFidelity Brokerage Services LLCE*TRADE Capital Management, LLC06-22-2015
Rachel TrimbleFidelity Brokerage Services LLCU.S. Bancorp Investments, Inc.07-28-2014
Rhonda L SchaferFidelity Brokerage Services LLCSchwab Private Client Investment Advisory, Inc.03-27-2017
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.