Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan Jeffrey WalkerFisher InvestmentsNYLIFE Securities LLC10-05-2010
Orlando Silvester CopelandFisher InvestmentsAXA Distributors, LLC10-05-2010
James C WileyFisher InvestmentsAllstate Financial Services, LLC03-02-2011
Keith M. PulleyFisher InvestmentsMorgan Stanley03-28-2011
John William EussenFisher InvestmentsHeritage Financial Systems, Inc.10-18-2011
James Marcus RuggerioFisher InvestmentsStrategic Advisers LLC11-30-2012
Nicholas Brian GatesFisher InvestmentsStanCorp Equities, Inc.05-14-2013
Ben Whitaker CarsonFisher InvestmentsWaddell & Reed06-14-2013
Taylor ArrigoFisher InvestmentsPHILLIPS & COMPANY07-02-2013
Jared Aaron GreenFisher InvestmentsThrivent Investment Management Inc.07-03-2013
David Smith RankinFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2013
Robert Lewis SpencerFisher InvestmentsUBS Financial Services Inc.10-02-2013
Bryon Christopher CarpenterFisher InvestmentsDavis Distributors, LLC10-23-2013
Harry C MarshallFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated10-31-2013
Alexander Oliver SolomonFisher InvestmentsUBS Financial Services Inc.01-08-2014
Eric Kim HallFisher InvestmentsLPL Financial LLC03-20-2014
Michael Allen VanoverFisher InvestmentsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)03-24-2014
Andrew Joseph McCarvilleFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated04-29-2014
Anthony John FalaroFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated05-05-2014
Reid G FrumkinFisher InvestmentsMorgan Stanley05-06-2014
Joseph Adam TrachtaFisher InvestmentsMorgan Stanley05-08-2014
John Brooks Reece IIIFisher InvestmentsLincoln Investment05-22-2014
Jennifer Elizabeth CornnellFisher InvestmentsCreative Planning06-12-2014
Jason Todd NewmanFisher InvestmentsMorgan Stanley07-01-2014
Gabriel Gregory NilesFisher InvestmentsMorgan Stanley07-03-2014
Next Page »

Showing 1 to 25 of 160 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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