Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason David DrayFisher InvestmentsSymetra Securities, Inc.11-25-2015
Thomas Wayne MyersFisher InvestmentsUSAA Financial Advisors, Inc.12-07-2015
Joseph Dennis MclaughlinFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated04-05-2016
Danielle Lynne CoryerFisher InvestmentsMorgan Stanley09-19-2016
Kristen Leigh KlockoFisher InvestmentsLincoln Financial Advisors Corporation10-12-2016
Samuel James HarperFisher InvestmentsFranklin/Templeton Distributors, Inc.10-24-2016
Matthew Christian TacheFisher InvestmentsThe GMS Group, LLC11-08-2016
Matthew William BaumannFisher InvestmentsCreative Planning12-06-2016
Nelson Richard HakaFisher InvestmentsRaymond James & Associates, Inc.01-10-2017
Joshua Matthew HoldenFisher InvestmentsA.G.P / Alliance Global Partners02-17-2017
Scott Michael PerryFisher InvestmentsCetera Investment Services LLC02-17-2017
James Russell ThompsonFisher InvestmentsCambridge Investment Research, Inc.02-23-2017
Rocky Cleo MonsonFisher InvestmentsScottrade, Inc.02-28-2017
Shannon Jerrold WilsonFisher InvestmentsTD Ameritrade, Inc.03-23-2017
JONATHAN THOMAS GANNONFisher InvestmentsCornerstone Advisors Inc04-25-2017
Nicole Joanna HaseltineFisher InvestmentsLincoln Financial Advisors Corporation04-25-2017
Laurie Lynn FittererFisher InvestmentsU.S. Bancorp Investments, Inc.04-25-2017
Josiah David HerseyFisher InvestmentsTriad Advisors LLC05-24-2017
Andrew Charles KnottsFisher InvestmentsUBS Financial Services Inc.06-27-2017
Sally Virginia DewittFisher InvestmentsUBS Financial Services Inc.06-29-2017
Samuel Louis RiveraFisher InvestmentsThrivent Investment Management Inc.06-29-2017
Patrick Wayne ListerFisher InvestmentsPNC Investments06-29-2017
Derek Colby GrissettFisher InvestmentsPark Avenue Securities LLC07-13-2017
Ryan Patrick GoodmanFisher InvestmentsVanguard Marketing Corporation07-18-2017
Naveen HossainFisher InvestmentsE*TRADE Securities LLC07-31-2017
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Showing 51 to 75 of 160 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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