Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Phillip NielsenFisher InvestmentsMariner Wealth Advisors08-16-2017
Abdulaziz Hisham DakhilFisher InvestmentsKey Investment Services LLC01-09-2018
Andrew Joseph McCarvilleFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated04-29-2014
Anthony John FalaroFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated05-05-2014
Ben Whitaker CarsonFisher InvestmentsWaddell & Reed06-14-2013
Benjamin Joseph CombsFisher InvestmentsMorgan Stanley08-21-2014
Bridget Ann FallonFisher InvestmentsFirst Southwest Company, LLC09-22-2014
Bryon Christopher CarpenterFisher InvestmentsDavis Distributors, LLC10-23-2013
Christopher Michael NagleFisher InvestmentsFidelity Brokerage Services LLC09-19-2014
Daniel Robert HamiltonFisher InvestmentsFidelity Brokerage Services LLC11-15-2017
Edward Hunter O'RourkeFisher InvestmentsCarey Financial, LLC11-02-2017
Federico Victor VelezFisher InvestmentsVanguard Marketing Corporation07-07-2014
Fleet Cooper Ratliff IVFisher InvestmentsEdward Jones02-17-2015
Gabriel Gregory NilesFisher InvestmentsMorgan Stanley07-03-2014
James C WileyFisher InvestmentsAllstate Financial Services, LLC03-02-2011
James Marcus RuggerioFisher InvestmentsFidelity Brokerage Services LLC11-30-2012
James Russell ThompsonFisher InvestmentsCambridge Investment Research, Inc.02-23-2017
Jared Aaron GreenFisher InvestmentsThrivent Investment Management Inc.07-03-2013
Jason David DrayFisher InvestmentsSymetra Securities, Inc.11-25-2015
Jason Todd NewmanFisher InvestmentsMorgan Stanley07-01-2014
Jeffrey Michael BowlbyFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated02-06-2019
Jennifer Elizabeth CornnellFisher InvestmentsCreative Planning, Inc.06-12-2014
Johanna GarlishFisher InvestmentsFidelity Brokerage Services LLC02-20-2015
John Brooks Reece IIIFisher InvestmentsLincoln Investment05-22-2014
John Francis ProbascoFisher InvestmentsWells Fargo Clearing Services, LLC07-23-2014
Next Page »

Showing 1 to 25 of 58 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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