Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron D GuinnFisher InvestmentsJ.P. Morgan Securities LLC03-20-2018
Aaron Michael Louis TraegerFisher InvestmentsFidelity Brokerage Services LLC10-03-2018
Abdulaziz Hisham DakhilFisher InvestmentsKey Investment Services LLC01-09-2018
Abraham Amador-LindnerFisher InvestmentsCharles Schwab & Co., Inc.$5001-17-2020
Adam Michael GulledgeFisher InvestmentsTD Ameritrade, Inc.01-10-2018
Adam Rene EugeneFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2018
Adam Robert BossertFisher InvestmentsU.S. Bancorp Investments, Inc.$15005-15-2019
Alan H RicheyFisher InvestmentsEdward Jones10-19-2017
Alec Pennington PisoniFisher InvestmentsEdward Jones12-10-2019
Alec Samuel BeerFisher InvestmentsUSAA Investment Services Company05-17-2019
Alex Jordan RicheyFisher InvestmentsBrookstone Financial10-09-2017
Alexx Jule GauthierFisher InvestmentsMorgan Stanley07-17-2018
Andreina Del Carmen MundarainFisher InvestmentsNorthwestern Mutual Investment Services, LLC10-21-2019
Andrew Charles KnottsFisher InvestmentsUBS Financial Services Inc.06-27-2017
Andrew J MccarvilleFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated04-29-2014
Andrew K JonesFisher InvestmentsVanguard Marketing Corporation07-17-2019
Andrew Michael MallardiFisher InvestmentsTD Ameritrade, Inc.05-20-2019
Andrew Paul DefilippisFisher InvestmentsEdward Jones10-15-2019
Andrew Richard KunitomoFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2017
Andrew William KooymanFisher InvestmentsWells Fargo Clearing Services, LLC11-20-2019
Anthony J FalaroFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated05-05-2014
Anthony JohnsonFisher InvestmentsTD Ameritrade, Inc.01-09-2019
Anthony Thomas BoutonFisher InvestmentsFidelity Personal and Workplace Advisors10-25-2019
Aric Michael HarrisFisher InvestmentsPNC Investments12-14-2018
Atif Iqbal MughalFisher InvestmentsLPL Financial LLC05-15-2019
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Showing 1 to 25 of 254 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.