Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Aaron Phillip Nielsen | Fisher Investments | Mariner Wealth Advisors | — | 08-16-2017 |
| Abdulaziz Hisham Dakhil | Fisher Investments | Key Investment Services LLC | — | 01-09-2018 |
| Andrew Joseph McCarville | Fisher Investments | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 04-29-2014 |
| Anthony John Falaro | Fisher Investments | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 05-05-2014 |
| Ben Whitaker Carson | Fisher Investments | Waddell & Reed | — | 06-14-2013 |
| Benjamin Joseph Combs | Fisher Investments | Morgan Stanley | — | 08-21-2014 |
| Bridget Ann Fallon | Fisher Investments | First Southwest Company, LLC | — | 09-22-2014 |
| Bryon Christopher Carpenter | Fisher Investments | Davis Distributors, LLC | — | 10-23-2013 |
| Christopher Michael Nagle | Fisher Investments | Fidelity Brokerage Services LLC | — | 09-19-2014 |
| Daniel Robert Hamilton | Fisher Investments | Fidelity Brokerage Services LLC | — | 11-15-2017 |
| Edward Hunter O'Rourke | Fisher Investments | Carey Financial, LLC | — | 11-02-2017 |
| Federico Victor Velez | Fisher Investments | Vanguard Marketing Corporation | — | 07-07-2014 |
| Fleet Cooper Ratliff IV | Fisher Investments | Edward Jones | — | 02-17-2015 |
| Gabriel Gregory Niles | Fisher Investments | Morgan Stanley | — | 07-03-2014 |
| James C Wiley | Fisher Investments | Allstate Financial Services, LLC | — | 03-02-2011 |
| James Marcus Ruggerio | Fisher Investments | Fidelity Brokerage Services LLC | — | 11-30-2012 |
| James Russell Thompson | Fisher Investments | Cambridge Investment Research, Inc. | — | 02-23-2017 |
| Jared Aaron Green | Fisher Investments | Thrivent Investment Management Inc. | — | 07-03-2013 |
| Jason David Dray | Fisher Investments | Symetra Securities, Inc. | — | 11-25-2015 |
| Jason Todd Newman | Fisher Investments | Morgan Stanley | — | 07-01-2014 |
| Jeffrey Michael Bowlby | Fisher Investments | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 02-06-2019 |
| Jennifer Elizabeth Cornnell | Fisher Investments | Creative Planning, Inc. | — | 06-12-2014 |
| Johanna Garlish | Fisher Investments | Fidelity Brokerage Services LLC | — | 02-20-2015 |
| John Brooks Reece III | Fisher Investments | Lincoln Investment | — | 05-22-2014 |
| John Francis Probasco | Fisher Investments | Wells Fargo Clearing Services, LLC | — | 07-23-2014 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
