Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Florencio Gilberto SandovalJ.P. Morgan Securities LLCAllstate Financial Services, LLC04-03-2013
Isaac LlerasJ.P. Morgan Securities LLCAmeriprise Financial Services, LLC04-24-2017
Jesse Richard NavarroJ.P. Morgan Securities LLCAmeriprise Financial Services, LLC07-14-2016
Mark Allan MillerJ.P. Morgan Securities LLCAmeriprise Financial Services, LLC06-10-2015
Austin J. BryanJ.P. Morgan Securities LLCAXA Advisors, LLC08-22-2018
Evan David JordanJ.P. Morgan Securities LLCAXA Advisors, LLC08-16-2018
Christopher Thomas SakasJ.P. Morgan Securities LLCCetera Investment Services LLC02-24-2015
Tyler Kaleiiokalani ForsytheJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.08-21-2014
Vonda Kay LamoreJ.P. Morgan Securities LLCDavid Lerner Associates, Inc.05-23-2016
Jason Thomas VossJ.P. Morgan Securities LLCE*TRADE Securities LLC11-12-2015
Thomas Joseph BarrettJ.P. Morgan Securities LLCEdward Jones07-24-2018
Jamie Lee StecklerJ.P. Morgan Securities LLCEdward Jones07-16-2014
Daniel Ernest HaydenJ.P. Morgan Securities LLCEdward Jones03-04-2014
Norman A. HarrisJ.P. Morgan Securities LLCEdward Jones03-04-2014
Brian Stephen GeorgeJ.P. Morgan Securities LLCEdward Jones02-28-2013
Jacob Michael BurnsJ.P. Morgan Securities LLCGoldman Sachs & Co.$15007-17-2019
Sean George HigginsJ.P. Morgan Securities LLCGoldman Sachs & Co.06-19-2019
Peter KealyJ.P. Morgan Securities LLCGoldman Sachs & Co.06-04-2019
Tina DilbeckJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC03-05-2020
Brenda K. SchmidtJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC12-03-2015
Sam Abraham ParailJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC07-14-2015
David E ScottJ.P. Morgan Securities LLCKey Investment Services LLC04-24-2019
Salisa Ranae RobertsJ.P. Morgan Securities LLCKey Investment Services LLC04-12-2019
Sean Christopher Lee McfarlainJ.P. Morgan Securities LLCKey Investment Services LLC08-29-2018
Yindi BoettcherJ.P. Morgan Securities LLCKey Investment Services LLC03-19-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.