Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Scott HutchisonJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-11-2018
Jack C. LeeJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC08-02-2017
Trevor Dean LaroweJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC05-02-2016
Kiefer Michael BoltonJ.P. Morgan Securities LLCWaddell & Reed07-16-2019
Kaela Justine TrumpJ.P. Morgan Securities LLCWaddell & Reed04-05-2016
Jonathan Andrew WolfeJ.P. Morgan Securities LLCVanguard Marketing Corporation03-24-2016
Aleksandr Viktorovich SlyusarevJ.P. Morgan Securities LLCTIAA-CREF Individual & Institutional Services, LLC10-24-2018
Stanley Leon BowmanJ.P. Morgan Securities LLCThrivent Investment Management Inc.02-07-2019
Brent Michael KaufmanJ.P. Morgan Securities LLCThrivent Investment Management Inc.10-23-2015
Michael Dean FettigJ.P. Morgan Securities LLCTD Ameritrade, Inc.06-19-2018
Joshua Tyler LowryJ.P. Morgan Securities LLCScottrade, Inc.12-14-2017
Keith James SheridanJ.P. Morgan Securities LLCScottrade, Inc.12-07-2017
William John RomigJ.P. Morgan Securities LLCScottrade, Inc.08-28-2017
Travis Daniel AllbeeJ.P. Morgan Securities LLCScottrade, Inc.06-22-2017
Eric Frank SuarezJ.P. Morgan Securities LLCScottrade, Inc.07-08-2013
Kevin L. BakerJ.P. Morgan Securities LLCSanford C. Bernstein & Co., LLC01-13-2014
Daniel Gerard SullivanJ.P. Morgan Securities LLCSanford C. Bernstein & Co., LLC01-13-2014
Raechel A. HicksJ.P. Morgan Securities LLCRaymond James Financial Services, Inc.10-25-2016
Kerry J. ChamberlinJ.P. Morgan Securities LLCMorgan Stanley12-21-2018
Renee Filler BrisboisJ.P. Morgan Securities LLCMorgan Stanley03-03-2010
Charles Francis Taylor Jr.J.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2018
Robert Jay ValdezJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-04-2013
Scott C DaleJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-18-2012
David E ScottJ.P. Morgan Securities LLCKey Investment Services LLC04-24-2019
Thomas Joseph BarrettJ.P. Morgan Securities LLCEdward Jones07-24-2018
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Showing 1 to 25 of 59 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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