Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ian Robert KerriganJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC$15009-24-2009
Renee Filler BrisboisJ.P. Morgan Securities LLCMorgan Stanley03-03-2010
Shawn Fitzgerald OneillJ.P. Morgan Securities LLCRBC Capital Markets, LLC03-30-2012
Scott C DaleJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-18-2012
Braden Bryan JohnsonJ.P. Morgan Securities LLCStrategic Advisers LLC01-30-2013
Brian Stephen GeorgeJ.P. Morgan Securities LLCEdward Jones02-28-2013
Bee Ping TanJ.P. Morgan Securities LLCMorgan Stanley03-07-2013
Florencio Gilberto SandovalJ.P. Morgan Securities LLCAllstate Financial Services, LLC04-03-2013
Cindy Lynn RungerJ.P. Morgan Securities LLCRBC Capital Markets, LLC$15004-04-2013
Robert Jay ValdezJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-04-2013
Ho Choong ChungJ.P. Morgan Securities LLCKey Investment Services LLC05-01-2013
Eric Frank SuarezJ.P. Morgan Securities LLCScottrade, Inc.07-08-2013
Natasha Lewis JahnJ.P. Morgan Securities LLCKey Investment Services LLC07-30-2013
Betty K CargillJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-05-2013
Kevin L. BakerJ.P. Morgan Securities LLCSanford C. Bernstein & Co., LLC01-13-2014
Daniel Gerard SullivanJ.P. Morgan Securities LLCSanford C. Bernstein & Co., LLC01-13-2014
Daniel Ernest HaydenJ.P. Morgan Securities LLCEdward Jones03-04-2014
Norman A. HarrisJ.P. Morgan Securities LLCEdward Jones03-04-2014
Jamie Lee StecklerJ.P. Morgan Securities LLCEdward Jones07-16-2014
Tyler Kaleiiokalani ForsytheJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.08-21-2014
Todd J JonesJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-01-2014
Christopher Thomas SakasJ.P. Morgan Securities LLCCetera Investment Services LLC02-24-2015
Shilpy Dhingra AnandJ.P. Morgan Securities LLCKey Investment Services LLC05-05-2015
Mark Allan MillerJ.P. Morgan Securities LLCAmeriprise Financial Services, LLC06-10-2015
Daniel Vasile AvramJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-23-2015
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Showing 1 to 25 of 82 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.