Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Scott HutchisonJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-11-2018
Aimee Poovi Nadjoa Lolo GrantJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC06-10-2016
Aleksandr Viktorovich SlyusarevJ.P. Morgan Securities LLCTIAA-CREF Individual & Institutional Services, LLC10-24-2018
Alissa Ellen DepueJ.P. Morgan Securities LLCSecurian Financial Services, Inc.08-24-2016
Amanda Alise SchmidtJ.P. Morgan Securities LLCPrincipal Securities, Inc.01-14-2016
Anatoliy Mikhaylovich MatyukJ.P. Morgan Securities LLCKey Investment Services LLC12-20-2016
Arturo GarciduenasJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC09-11-2019
Austin J. BryanJ.P. Morgan Securities LLCAXA Advisors, LLC08-22-2018
Barbara Mayl Ynn EspinozaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC11-21-2017
Bee Ping TanJ.P. Morgan Securities LLCMorgan Stanley03-07-2013
Betty K CargillJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-05-2013
Braden Bryan JohnsonJ.P. Morgan Securities LLCStrategic Advisers LLC01-30-2013
Brenda K. SchmidtJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC12-03-2015
Brent Michael KaufmanJ.P. Morgan Securities LLCThrivent Investment Management Inc.10-23-2015
Brian E. SwansonJ.P. Morgan Securities LLCNationwide Investment Services Corporation08-10-2016
Brian Stephen GeorgeJ.P. Morgan Securities LLCEdward Jones02-28-2013
Charles Francis Taylor Jr.J.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2018
Christina A. OrdonezJ.P. Morgan Securities LLCNYLIFE Securities LLC06-02-2016
Christopher Miles AndersonJ.P. Morgan Securities LLCNYLIFE Securities LLC06-14-2018
Christopher Thomas SakasJ.P. Morgan Securities LLCCetera Investment Services LLC02-24-2015
Cindy Lynn RungerJ.P. Morgan Securities LLCRBC Capital Markets, LLC$15004-04-2013
Daniel Anthony DavisJ.P. Morgan Securities LLCThrivent Investment Management Inc.01-24-2018
Daniel Ernest HaydenJ.P. Morgan Securities LLCEdward Jones03-04-2014
Daniel Gerard SullivanJ.P. Morgan Securities LLCSanford C. Bernstein & Co., LLC01-13-2014
Daniel Vasile AvramJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-23-2015
Next Page »

Showing 1 to 25 of 82 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.