Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Yindi BoettcherJ.P. Morgan Securities LLCKey Investment Services LLC03-19-2018
William John RomigJ.P. Morgan Securities LLCScottrade, Inc.08-28-2017
William Edward BochJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-12-2017
Vonda Kay LamoreJ.P. Morgan Securities LLCDavid Lerner Associates, Inc.05-23-2016
Tyler Kaleiiokalani ForsytheJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.08-21-2014
Travis Daniel AllbeeJ.P. Morgan Securities LLCScottrade, Inc.06-22-2017
Todd Jason JonesJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-01-2014
Thomas Joseph BarrettJ.P. Morgan Securities LLCEdward Jones07-24-2018
Steven Vincent AlonzoJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.04-03-2013
Stanley Leon BowmanJ.P. Morgan Securities LLCThrivent Investment Management Inc.02-07-2019
Shilpy Dhingra AnandJ.P. Morgan Securities LLCKey Investment Services LLC05-05-2015
Shawn Fitzgerald OneillJ.P. Morgan Securities LLCRBC Capital Markets, LLC$50003-30-2012
Sean George HigginsJ.P. Morgan Securities LLCGoldman Sachs & Co.06-19-2019
Sean Christopher Lee McfarlainJ.P. Morgan Securities LLCKey Investment Services LLC08-29-2018
Scott C DaleJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15006-18-2012
Salisa Ranae RobertsJ.P. Morgan Securities LLCKey Investment Services LLC$10004-12-2019
Rylan Stephen NordquistJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-15-2019
Robert Jay ValdezJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-04-2013
Richard ChungJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)05-18-2018
Renee Filler BrisboisJ.P. Morgan Securities LLCMorgan Stanley$50003-03-2010
Raechel A. HicksJ.P. Morgan Securities LLCRaymond James Financial Services, Inc.10-25-2016
Prashant PillalamarriJ.P. Morgan Securities LLCPruco Securities, LLC.09-16-2016
Peter KealyJ.P. Morgan Securities LLCGoldman Sachs & Co.06-04-2019
Norman A. HarrisJ.P. Morgan Securities LLCEdward Jones03-04-2014
Nicholas James BaileyJ.P. Morgan Securities LLCSymetra Securities, Inc.12-07-2015
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Showing 1 to 25 of 77 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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